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2009 SELECTIONS Screen Criteria Annual Filings Quarterly Filings Proxy Statements Securities Registrations Prospectuses Amendments/Restatements Non-Timely Notices Mutual Funds MF Proxy Votes MF Portfolio Holdings Mergers and Acquisitions This survey catalogs companies with instances of filings during the indicated time period. Institutional Risk Analytics develops advanced business case relevant filters that can screen through the entire catalog of SEC filings as well as cross-test these items with other reference databases and computed measures. | Amendments and Restatements Catalog for 2009 by first letter of company name A, B, C, D, E, F, G, H, I, J, K, L, M, N, O, P, Q, R, S, T, U, V, W, X, Y, Z, Other A. C. Nielsen Company, LLC, FILINGS A. H. Belo CORP, FILINGS A.C. Moore Arts & Crafts, Inc., FILINGS A.C. Nielsen (Argentina) S.A., FILINGS A.D.E. OF ARK-LA-TEX, INC., FILINGS A.D.E. OF KNOXVILLE, LLC, FILINGS A123 SYSTEMS, INC., FILINGS AAA PUBLIC ADJUSTING GROUP, INC., FILINGS AAC QUAD C INVESTORS LLC, FILINGS aAd Capital Management LP, FILINGS AAON INC, FILINGS AAR CORP, FILINGS AARON RENTS INC, FILINGS AARON'S INC, FILINGS AASTROM BIOSCIENCES INC, FILINGS AB LIQUIDATING CORP, FILINGS AB Odnia, FILINGS AB&T Financial CORP, FILINGS Abacus Global Fund (U.S. Feeder), L.P., FILINGS Abacus Investments Ltd., FILINGS Abarca Jessica Mackey, FILINGS Abax Lotus Ltd., FILINGS ABAXIS INC, FILINGS ABAZIAS INC, FILINGS ABB LTD, FILINGS Abbate Mark L, FILINGS ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2009 LP, FILINGS ABBOTT JOSEPH E, FILINGS ABBOTT LABORATORIES, FILINGS ABBOTT MEDICAL OPTICS INC, FILINGS ABC Funding, Inc, FILINGS ABCOUWER JAMES KEVIN, FILINGS ABDELMONEM AMR, FILINGS ABELE JOHN E, FILINGS ABENGOA SA, FILINGS ABERCROMBIE & FITCH CO /DE/, FILINGS Aberdare Ventures II, L.P., FILINGS ABERDEEN ASSET MANAGEMENT PLC/UK, FILINGS Abernathy Kathleen Q, FILINGS ABINGTON BANCORP, INC./PA, FILINGS ABINGTON BANK EMPLOYEE STOCK OWNERSHIP PLAN TRUST, FILINGS Abington Community Bancorp, Inc., FILINGS Abingworth Management LTD, FILINGS ABIOMED INC, FILINGS AbitibiBowater Inc., FILINGS ABM INDUSTRIES INC /DE/, FILINGS ABOVENET INC, FILINGS ABRAHAM KYE A, FILINGS Abraham Magid M, FILINGS ABRAHAMSON PETER JOHN, FILINGS ABRAMS BISON INVESTMENTS, LLC, FILINGS Abrams David C, FILINGS Abrams Family Trust, FILINGS Abraxas Energy Partners LP, FILINGS Abraxis BioScience, Inc., FILINGS ABS CAPITAL PARTNERS IV LP, FILINGS ABSOLUTE POTENTIAL, INC., FILINGS ABSOLUTE RESERVE PARTNERS LP, FILINGS Abuov Mirbulat, FILINGS AC HOLDCO LLC, FILINGS ACACIA CAPITAL LP, FILINGS Acacia Conservation Fund (Offshore) Ltd, FILINGS Acacia Conservation Fund LP, FILINGS ACACIA RESEARCH CORP, FILINGS Acadia Liquidity Fund, L.P., FILINGS ACADIA PHARMACEUTICALS INC, FILINGS ACADIA REALTY TRUST, FILINGS Acadian Emerging Markets Equity II Fund, LLC, FILINGS ACADIAN FUND LTD, FILINGS ACADIAN GLOBAL LONG-SHORT FUND LLC, FILINGS Accelera Ventures LTD, FILINGS ACCELITEC INC, FILINGS ACCELR8 TECHNOLOGY CORP, FILINGS ACCELRYS, INC., FILINGS ACCENTIA BIOPHARMACEUTICALS INC, FILINGS ACCENTURE LTD, FILINGS Accera Inc, FILINGS ACCESS CAPITAL STRATEGIES COMMUNITY INVESTMENT FUND INC/MA, FILINGS ACCESS CLOSURE, INC., FILINGS Access Integrated Technologies, Inc. d/b/a Cinedigm Digital, FILINGS ACCESS NATIONAL CORP, FILINGS ACCESS PHARMACEUTICALS INC, FILINGS Access Plans USA, Inc., FILINGS Accessor Agressive Growth Allocation Fund, FILINGS Accessor Balanced Allocation Fund, FILINGS ACCESSOR FUNDS INC, FILINGS Accessor Growth & Income Allocation Fund, FILINGS Accessor Growth Fund, FILINGS Accessor High Yield Bond Fund, FILINGS Accessor Income & Growth Allocation Fund, FILINGS Accessor Income Allocation Fund, FILINGS Accessor Intermediate Fixed-Income Fund, FILINGS Accessor International Equity Fund, FILINGS Accessor Mortgage Securities Fund, FILINGS Accessor Short-Intermediate Fixed-Income Fund, FILINGS Accessor Small to Mid Cap Fund, FILINGS Accessor Strategic Alternatives Fund, FILINGS Accessor U.S. Government Money Fund, FILINGS Accessor Value Fund, FILINGS ACCESSPOINT CORP /NV/, FILINGS ACCIPITER CAPITAL MANAGEMENT, LLC, FILINGS ACCO BRANDS CORP, FILINGS Accordino Daniel T, FILINGS ACCOUNT MANAGEMENT LLC, FILINGS AccountAbilities, Inc., FILINGS Accredited Mortgage Loan REIT Trust, FILINGS ACCUDIAL Pharmaceutical INC, FILINGS ACCURAY INC, FILINGS ACCURIDE CORP, FILINGS ACE Aviation Holdings Inc., FILINGS ACE GAMING LLC, FILINGS ACE LTD, FILINGS ACE MARKETING & PROMOTIONS INC, FILINGS ACERGY S.A., FILINGS ACERO TMT FUND LP, FILINGS ACERO TMT OFFSHORE FUND LTD, FILINGS Acessor Growth Allocation Fund, FILINGS ACETO CORP, FILINGS ACHILLION PHARMACEUTICALS INC, FILINGS ACHRONIX SEMICONDUCTOR CORP, FILINGS ACI Multi Strategy Market Neutral Master Fund LP, FILINGS ACI Multi-Strategy Market Neutral Fund LP, FILINGS ACI WORLDWIDE, INC., FILINGS Acid Services, LLC, FILINGS Ackerley Broadcasting Operations, LLC, FILINGS ACKERMAN F DUANE, FILINGS ACM MANAGED DOLLAR INCOME FUND INC, FILINGS ACMC INC, FILINGS ACME COMMUNICATIONS INC, FILINGS ACME PACKET INC, FILINGS ACME UNITED CORP, FILINGS ACN Holdings Inc., FILINGS ACNB CORP, FILINGS ACNIELSEN CORP, FILINGS ACOF Operating Manager II, L.P., FILINGS ACOF Operating Manager III LLC, FILINGS ACOF OPERATING MANAGER LP, FILINGS ACORDA THERAPEUTICS INC, FILINGS ACORN ENERGY, INC., FILINGS Acorn International, Inc., FILINGS ACP CONTINUUM RETURN FUND II LLC, FILINGS ACP FUNDS TRUST, FILINGS ACP STRATEGIC OPPORTUNITIES FUND II LLC, FILINGS ACQUA WELLINGTON NORTH AMERICAN EQUITIES LTD, FILINGS Across America Financial Services, Inc., FILINGS Act II Master Fund, Ltd., FILINGS Act II Offshore, Ltd. (Class A Shares & Class A-2 Shares), FILINGS ACT II PARTNERS, L.P., FILINGS ACT-DE LLC, FILINGS ACTEL CORP, FILINGS ACTION PRODUCTS INTERNATIONAL INC, FILINGS ACTION SPORTS INC, FILINGS Actions Semiconductor Co., Ltd., FILINGS ACTIVE ASSETS CALIFORNIA TAX FREE TRUST, FILINGS ACTIVE ASSETS GOVERNMENT SECURITIES TRUST, FILINGS ACTIVE ASSETS INSTITUTIONAL GOVERNMENT SECURITIES TRUST, FILINGS ACTIVE ASSETS INSTITUTIONAL MONEY TRUST, FILINGS ACTIVE ASSETS MONEY TRUST, FILINGS ACTIVE ASSETS TAX FREE TRUST, FILINGS Active Implants Corp, FILINGS ACTIVE POWER INC, FILINGS ACTIVE QUANTITATIVE EQUITY LARGE CAP VALUE QP TRUST, FILINGS ACTIVIDENTITY CORP, FILINGS Activision Blizzard, Inc., FILINGS ACTIVITY EXCELLENCE S A, FILINGS ACTUANT CORP, FILINGS ACTUATE CORP, FILINGS ACUITY BRANDS INC, FILINGS ACUITY FUND LTD, FILINGS ACUITY INVESTMENT MANAGEMENT INC, FILINGS ACUITY PARTNERS LP, FILINGS ACUSPHERE INC, FILINGS ACXIOM CORP, FILINGS ADA-ES INC, FILINGS ADAGE CAPITAL PARTNERS GP LLC, FILINGS ADAM INC, FILINGS Adam Smith Fund, LLC, FILINGS ADAMAS OPPORTUNITIES LP, FILINGS ADAMAS PARTNERS LP, FILINGS Adamis Pharmaceuticals Corp, FILINGS ADAMS EXPRESS CO, FILINGS ADAMS GLEN, FILINGS ADAMS GOLF INC, FILINGS Adams Patrick, FILINGS ADAMS RESOURCES & ENERGY, INC., FILINGS Adams Respiratory Therapeutics, Inc., FILINGS ADAMS RICHARD M SR, FILINGS ADAMS ROBERT G, FILINGS ADAMS STREET 2009 DIRECT FUND LP, FILINGS ADAMS STREET GLOBAL OPPORTUNITIES SECONDARY FUND II LP, FILINGS ADAMS STREET PARTNERSHIP FUND - 2009 NON US DEVELOPED MARKET, FILINGS ADAMS STREET PARTNERSHIP FUND - 2009 NON US EMERGING MARKETS, FILINGS ADAMS STREET PARTNERSHIP FUND 2009 US FUND LP, FILINGS Adams Thomas C Jr, FILINGS ADAMS THOMAS R, FILINGS ADAMS W ANDREW, FILINGS Adams William B, FILINGS ADAPTEC INC, FILINGS ADAR Investment Management LLC, FILINGS ADC TELECOMMUNICATIONS INC, FILINGS ADCARE HEALTH SYSTEMS INC, FILINGS ADCOCK J MICHAEL, FILINGS ADDISON BRIAN M, FILINGS ADDISON CLARK FUND, L.P., FILINGS ADDISON CLARK MANAGEMENT, L.L.C., FILINGS ADDISON CLARK OFFSHORE FUND LTD, FILINGS Addison Jimmy Evan, FILINGS ADDVANTAGE TECHNOLOGIES GROUP INC, FILINGS ADELMAN JASON T, FILINGS Adelson James F, FILINGS Adelson Sheldon G, FILINGS ADEN MATTHEW J, FILINGS ADEONA PHARMACEUTICALS, INC., FILINGS ADEPT TECHNOLOGY INC, FILINGS ADESA ARK-LA-TEX, LLC, FILINGS ADESA ARKANSAS, LLC, FILINGS ADESA ATLANTA, LLC, FILINGS ADESA BIRMINGHAM, LLC, FILINGS ADESA CALIFORNIA, LLC, FILINGS ADESA CHARLOTTE, LLC, FILINGS ADESA COLORADO, LLC, FILINGS ADESA CORPORATION, LLC, FILINGS ADESA DEALER SERVICES, LLC, FILINGS ADESA DES MOINES, LLC, FILINGS ADESA FLORIDA, LLC, FILINGS ADESA IMPACT TEXAS, LLC, FILINGS ADESA INC, FILINGS ADESA INDIANAPOLIS, LLC, FILINGS ADESA LANSING, LLC, FILINGS ADESA LEXINGTON, LLC, FILINGS ADESA MEXICO, LLC, FILINGS ADESA Minnesota, LLC, FILINGS ADESA Missouri Redevelopment CORP, FILINGS ADESA MISSOURI, LLC, FILINGS ADESA NEW JERSEY, LLC, FILINGS ADESA NEW YORK, LLC, FILINGS ADESA OHIO, LLC, FILINGS ADESA OKLAHOMA, LLC, FILINGS ADESA PENNSYLVANIA, LLC, FILINGS ADESA PHOENIX, LLC, FILINGS ADESA SAN DIEGO, LLC, FILINGS ADESA SOUTHERN INDIANA, LLC, FILINGS ADESA TEXAS, INC., FILINGS ADESA VIRGINIA, LLC, FILINGS ADESA WASHINGTON, LLC, FILINGS ADESA WISCONSIN, LLC, FILINGS ADESA-SOUTH FLORIDA, LLC, FILINGS ADEX MEDIA, INC., FILINGS ADHEREX TECHNOLOGIES INC, |