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CURRENT YEAR SURVEYS 2009 SELECTIONS Screen Criteria Annual Filings Quarterly Filings Proxy Statements Securities Registrations Prospectuses Amendments/Restatements Non-Timely Notices Mutual Funds MF Proxy Votes MF Portfolio Holdings Mergers and Acquisitions This survey catalogs companies with instances of filings during the indicated time period. Institutional Risk Analytics develops advanced business case relevant filters that can screen through the entire catalog of SEC filings as well as cross-test these items with other reference databases and computed measures.

Notices of Non-Timely Filings Catalog for 2009 by first letter of company name A, B, C, D, E, F, G, H, I, J, K, L, M, N, O, P, Q, R, S, T, U, V, W, X, Y, Z, Other Advertisement A.R.T. Advisors, LLC, FILINGS AAA Energy Inc., FILINGS AAB NATIONAL CO, FILINGS AARP Funds, FILINGS ABANCO INVESTMENTS LTD, FILINGS ABERDEEN ASSET MANAGEMENT ASIA LTD, FILINGS Aberdeen Asset Management Inc., FILINGS Aberdeen Asset Management Investment Services LTD, FILINGS Aberdeen Funds, FILINGS ABIGAIL ADAMS NATIONAL BANCORP INC, FILINGS ABINGDON CAPITAL MANAGEMENT, FILINGS AbitibiBowater Inc., FILINGS ABRAMS BISON PARTNERS, LP, FILINGS ABRAXAS PETROLEUM CORP, FILINGS ABSOLUTE RETURN CAPITAL PARTNERS L P, FILINGS Absolute Return Investors, L.P., FILINGS ABVIVA INC, FILINGS ACACIA AUTOMOTIVE INC, FILINGS Academy Funds Trust, FILINGS ACCELLENT INC, FILINGS ACCELR8 TECHNOLOGY CORP, FILINGS ACCESS NATIONAL CORP, FILINGS Access One Trust, FILINGS ACCESS PHARMACEUTICALS INC, FILINGS AccessKey IP, Inc., FILINGS ACCESSOR FUNDS INC, FILINGS Acciones y Valores Banamex, S.A. de C.V., Casa de Bolsa, int, FILINGS AccountAbilities, Inc., FILINGS ACCURIDE CORP, FILINGS ACI WORLDWIDE, INC., FILINGS ACIES CORP, FILINGS ACL SEMICONDUCTOR INC, FILINGS ACOF Operating Manager II, L.P., FILINGS ACOF OPERATING MANAGER LP, FILINGS ACP CONTINUUM RETURN FUND II LLC, FILINGS Acquired Sales CORP, FILINGS ACRO INC., FILINGS ACRONGENOMICS INC, FILINGS ACTAVISION VENTURES, INC., FILINGS Action Acquisition CORP, FILINGS Action Fashions, Ltd., FILINGS Action Industries, Inc., FILINGS ACTION PRODUCTS INTERNATIONAL INC, FILINGS ACTIONVIEW INTERNATIONAL INC, FILINGS ACTIVA MUTUAL FUND TRUST, FILINGS ACTIVE ASSETS CALIFORNIA TAX FREE TRUST, FILINGS ACTIVE ASSETS GOVERNMENT SECURITIES TRUST, FILINGS ACTIVE ASSETS INSTITUTIONAL GOVERNMENT SECURITIES TRUST, FILINGS ACTIVE ASSETS INSTITUTIONAL MONEY TRUST, FILINGS ACTIVE ASSETS MONEY TRUST, FILINGS ACTIVE ASSETS TAX FREE TRUST, FILINGS Activeworlds Corp, FILINGS AcuNetx, Inc., FILINGS Adamis Pharmaceuticals Corp, FILINGS ADDISON CLARK FUND, L.P., FILINGS ADDISON CLARK OFFSHORE FUND LTD, FILINGS ADELANTE FUNDS, FILINGS Adirondack Funds, FILINGS ADM TRONICS UNLIMITED INC/DE, FILINGS Adrenalina, FILINGS ADTOMIZE INC, FILINGS ADVANCE CAPITAL I INC, FILINGS ADVANCE DISPLAY TECHNOLOGIES INC, FILINGS ADVANCED BATTERY TECHNOLOGIES, INC., FILINGS Advanced BioEnergy, LLC, FILINGS ADVANCED GROWING SYSTEMS, INC., FILINGS ADVANCED ID CORP, FILINGS Advanced Materials Group, Inc., FILINGS ADVANCED MEDICAL INSTITUTE INC., FILINGS ADVANCED MEDICAL ISOTOPE Corp, FILINGS ADVANCED SERIES TRUST, FILINGS ADVANCED TECHNOLOGIES GROUP LTD, FILINGS ADVANCED TECHNOLOGY ACQUISITION CORP., FILINGS AdvanSource Biomaterials Corp, FILINGS Advantage Funds, Inc., FILINGS ADVANTUS SERIES FUND INC, FILINGS Advaxis, Inc., FILINGS ADVISORONE FUNDS, FILINGS Advisorport, Inc., FILINGS Advisors Disciplined Trust, FILINGS ADVISORS DISCIPLINED TRUST 100, FILINGS ADVISORS DISCIPLINED TRUST 101, FILINGS ADVISORS DISCIPLINED TRUST 102, FILINGS ADVISORS DISCIPLINED TRUST 104, FILINGS ADVISORS DISCIPLINED TRUST 105, FILINGS ADVISORS DISCIPLINED TRUST 106, FILINGS ADVISORS DISCIPLINED TRUST 107, FILINGS ADVISORS DISCIPLINED TRUST 108, FILINGS ADVISORS DISCIPLINED TRUST 109, FILINGS ADVISORS DISCIPLINED TRUST 110, FILINGS ADVISORS DISCIPLINED TRUST 111, FILINGS ADVISORS DISCIPLINED TRUST 112, FILINGS ADVISORS DISCIPLINED TRUST 122, FILINGS ADVISORS DISCIPLINED TRUST 123, FILINGS ADVISORS DISCIPLINED TRUST 124, FILINGS ADVISORS DISCIPLINED TRUST 127, FILINGS ADVISORS DISCIPLINED TRUST 129, FILINGS ADVISORS DISCIPLINED TRUST 134, FILINGS ADVISORS DISCIPLINED TRUST 135, FILINGS ADVISORS DISCIPLINED TRUST 136, FILINGS ADVISORS DISCIPLINED TRUST 137, FILINGS ADVISORS DISCIPLINED TRUST 138, FILINGS ADVISORS DISCIPLINED TRUST 140, FILINGS ADVISORS DISCIPLINED TRUST 141, FILINGS ADVISORS DISCIPLINED TRUST 142, FILINGS ADVISORS DISCIPLINED TRUST 143, FILINGS ADVISORS DISCIPLINED TRUST 144, FILINGS ADVISORS DISCIPLINED TRUST 145, FILINGS ADVISORS DISCIPLINED TRUST 146, FILINGS ADVISORS DISCIPLINED TRUST 147, FILINGS ADVISORS DISCIPLINED TRUST 148, FILINGS ADVISORS DISCIPLINED TRUST 150, FILINGS ADVISORS DISCIPLINED TRUST 155, FILINGS ADVISORS DISCIPLINED TRUST 156, FILINGS ADVISORS DISCIPLINED TRUST 159, FILINGS ADVISORS DISCIPLINED TRUST 160, FILINGS ADVISORS DISCIPLINED TRUST 162, FILINGS ADVISORS DISCIPLINED TRUST 163, FILINGS ADVISORS DISCIPLINED TRUST 164, FILINGS ADVISORS DISCIPLINED TRUST 166, FILINGS ADVISORS DISCIPLINED TRUST 169, FILINGS ADVISORS DISCIPLINED TRUST 171, FILINGS ADVISORS DISCIPLINED TRUST 172, FILINGS ADVISORS DISCIPLINED TRUST 173, FILINGS ADVISORS DISCIPLINED TRUST 174, FILINGS ADVISORS DISCIPLINED TRUST 175, FILINGS ADVISORS DISCIPLINED TRUST 176, FILINGS ADVISORS DISCIPLINED TRUST 177, FILINGS ADVISORS DISCIPLINED TRUST 178, FILINGS ADVISORS DISCIPLINED TRUST 179, FILINGS ADVISORS DISCIPLINED TRUST 180, FILINGS ADVISORS DISCIPLINED TRUST 181, FILINGS ADVISORS DISCIPLINED TRUST 182, FILINGS ADVISORS DISCIPLINED TRUST 183, FILINGS ADVISORS DISCIPLINED TRUST 184, FILINGS ADVISORS DISCIPLINED TRUST 185, FILINGS ADVISORS DISCIPLINED TRUST 186, FILINGS ADVISORS DISCIPLINED TRUST 187, FILINGS ADVISORS DISCIPLINED TRUST 188, FILINGS ADVISORS DISCIPLINED TRUST 189, FILINGS ADVISORS DISCIPLINED TRUST 190, FILINGS ADVISORS DISCIPLINED TRUST 191, FILINGS ADVISORS DISCIPLINED TRUST 192, FILINGS ADVISORS DISCIPLINED TRUST 193, FILINGS ADVISORS DISCIPLINED TRUST 194, FILINGS ADVISORS DISCIPLINED TRUST 195, FILINGS ADVISORS DISCIPLINED TRUST 196, FILINGS ADVISORS DISCIPLINED TRUST 197, FILINGS ADVISORS DISCIPLINED TRUST 198, FILINGS ADVISORS DISCIPLINED TRUST 200, FILINGS Advisors Disciplined Trust 201, FILINGS Advisors Disciplined Trust 206, FILINGS Advisors Disciplined Trust 208, FILINGS Advisors Disciplined Trust 209, FILINGS Advisors Disciplined Trust 213, FILINGS Advisors Disciplined Trust 214, FILINGS Advisors Disciplined Trust 215, FILINGS ADVISORS DISCIPLINED TRUST 216, FILINGS ADVISORS DISCIPLINED TRUST 217, FILINGS ADVISORS DISCIPLINED TRUST 218, FILINGS ADVISORS DISCIPLINED TRUST 219, FILINGS ADVISORS DISCIPLINED TRUST 220, FILINGS ADVISORS DISCIPLINED TRUST 221, FILINGS ADVISORS DISCIPLINED TRUST 222, FILINGS ADVISORS DISCIPLINED TRUST 223, FILINGS ADVISORS DISCIPLINED TRUST 224, FILINGS ADVISORS DISCIPLINED TRUST 225, FILINGS ADVISORS DISCIPLINED TRUST 226, FILINGS ADVISORS DISCIPLINED TRUST 227, FILINGS ADVISORS DISCIPLINED TRUST 228, FILINGS ADVISORS DISCIPLINED TRUST 229, FILINGS ADVISORS DISCIPLINED TRUST 230, FILINGS ADVISORS DISCIPLINED TRUST 231, FILINGS ADVISORS DISCIPLINED TRUST 232, FILINGS ADVISORS DISCIPLINED TRUST 233, FILINGS ADVISORS DISCIPLINED TRUST 234, FILINGS ADVISORS DISCIPLINED TRUST 235, FILINGS ADVISORS DISCIPLINED TRUST 236, FILINGS ADVISORS DISCIPLINED TRUST 237, FILINGS ADVISORS DISCIPLINED TRUST 238, FILINGS ADVISORS DISCIPLINED TRUST 239, FILINGS ADVISORS DISCIPLINED TRUST 240, FILINGS ADVISORS DISCIPLINED TRUST 241, FILINGS ADVISORS DISCIPLINED TRUST 242, FILINGS ADVISORS DISCIPLINED TRUST 243, FILINGS ADVISORS DISCIPLINED TRUST 244, FILINGS ADVISORS DISCIPLINED TRUST 245, FILINGS ADVISORS DISCIPLINED TRUST 246, FILINGS ADVISORS DISCIPLINED TRUST 247, FILINGS ADVISORS DISCIPLINED TRUST 248, FILINGS ADVISORS DISCIPLINED TRUST 249, FILINGS ADVISORS DISCIPLINED TRUST 25, FILINGS ADVISORS DISCIPLINED TRUST 250, FILINGS ADVISORS DISCIPLINED TRUST 251, FILINGS ADVISORS DISCIPLINED TRUST 252, FILINGS ADVISORS DISCIPLINED TRUST 253, FILINGS ADVISORS DISCIPLINED TRUST 254, FILINGS ADVISORS DISCIPLINED TRUST 255, FILINGS ADVISORS DISCIPLINED TRUST 256, FILINGS ADVISORS DISCIPLINED TRUST 257, FILINGS ADVISORS DISCIPLINED TRUST 258, FILINGS ADVISORS DISCIPLINED TRUST 259, FILINGS ADVISORS DISCIPLINED TRUST 260, FILINGS ADVISORS DISCIPLINED TRUST 261, FILINGS ADVISORS DISCIPLINED TRUST 262, FILINGS ADVISORS DISCIPLINED TRUST 263, FILINGS ADVISORS DISCIPLINED TRUST 264, FILINGS ADVISORS DISCIPLINED TRUST 265, FILINGS ADVISORS DISCIPLINED TRUST 266, FILINGS ADVISORS DISCIPLINED TRUST 267, FILINGS ADVISORS DISCIPLINED TRUST 268, FILINGS ADVISORS DISCIPLINED TRUST 269, FILINGS Advisors Disciplined Trust 27, FILINGS ADVISORS DISCIPLINED TRUST 270, FILINGS ADVISORS DISCIPLINED TRUST 271, FILINGS ADVISORS DISCIPLINED TRUST 272, FILINGS ADVISORS DISCIPLINED TRUST 273, FILINGS ADVISORS DISCIPLINED TRUST 274, FILINGS ADVISORS DISCIPLINED TRUST 275, FILINGS ADVISORS DISCIPLINED TRUST 276, FILINGS ADVISORS DISCIPLINED TRUST 277, FILINGS ADVISORS DISCIPLINED TRUST 278, FILINGS ADVISORS DISCIPLINED TRUST 279, FILINGS Advisors Disciplined Trust 28, FILINGS ADVISORS DISCIPLINED TRUST 280, FILINGS ADVISORS DISCIPLINED TRUST 281, FILINGS Advisors Disciplined Trust 282, FILINGS Advisors Disciplined Trust 283, FILINGS Advisors Disciplined Trust 284, FILINGS Advisors Disciplined Trust 285, FILINGS Advisors Disciplined Trust 286, FILINGS Advisors Disciplined Trust 287, FILINGS Advisors Disciplined Trust 289, FILINGS Advisors Disciplined Trust 290, FILINGS Advisors Disciplined Trust 291, FILINGS Advisors Disciplined Trust 293, FILINGS Advisors Disciplined Trust 294, FILINGS Advisors Disciplined Trust 295, FILINGS Advisors Disciplined Trust 296, FILINGS Advisors Disciplined Trust 297, FILINGS Advisors Disciplined Trust 298, FILINGS Advisors Disciplined Trust 299, FILINGS Advisors Disciplined Trust 300, FILINGS ADVISORS DISCIPLINED TRUST 306, FILINGS Advisors Disciplined Trust 31, FILINGS Advisors Disciplined Trust 32, FILINGS Advisors Disciplined Trust 33, FILINGS ADVISORS DISCIPLINED TRUST 330, FILINGS Advisors Disciplined Trust 34, FILINGS Advisors Disciplined Trust 35, FILINGS Advisors Disciplined Trust 36, FILINGS Advisors Disciplined Trust 38, FILINGS Advisors Disciplined Trust 40, FILINGS ADVISORS DISCIPLINED TRUST 42, FILINGS ADVISORS DISCIPLINED TRUST 43, FILINGS ADVISORS DISCIPLINED TRUST 44, FILINGS ADVISORS DISCIPLINED TRUST 45, FILINGS ADVISORS DISCIPLINED TRUST 46, FILINGS ADVISORS DISCIPLINED TRUST 48, FILINGS ADVISORS DISCIPLINED TRUST 49, FILINGS ADVISORS DISCIPLINED TRUST 51, FILINGS ADVISORS DISCIPLINED TRUST 52, FILINGS ADVISORS DISCIPLINED TRUST 53, FILINGS ADVISORS DISCIPLINED TRUST 54, FILINGS ADVISORS DISCIPLINED TRUST 56, FILINGS ADVISORS DISCIPLINED TRUST 57, FILINGS ADVISORS DISCIPLINED TRUST 69, FILINGS ADVISORS DISCIPLINED TRUST 70, FILINGS ADVISORS DISCIPLINED TRUST 71, FILINGS ADVISORS DISCIPLINED TRUST 72, FILINGS ADVISORS DISCIPLINED TRUST 74, FILINGS ADVISORS DISCIPLINED TRUST 75, FILINGS ADVISORS DISCIPLINED TRUST 76, FILINGS ADVISORS DISCIPLINED TRUST 77, FILINGS ADVISORS DISCIPLINED TRUST 79, FILINGS ADVISORS DISCIPLINED TRUST 81, FILINGS ADVISORS DISCIPLINED TRUST 82, FILINGS ADVISORS DISCIPLINED TRUST 83, FILINGS ADVISORS DISCIPLINED TRUST 84, FILINGS ADVISORS DISCIPLINED TRUST 87, FILINGS ADVISORS DISCIPLINED TRUST 88, FILINGS ADVISORS DISCIPLINED TRUST 89, FILINGS ADVISORS DISCIPLINED TRUST 90, FILINGS ADVISORS DISCIPLINED TRUST 95, FILINGS ADVISORS DISCIPLINED TRUST 99, FILINGS ADVISORS DISCIPLINED TRUST SERIES 11, FILINGS ADVISORS DISCIPLINED TRUST SERIES 12, FILINGS ADVISORS DISCIPLINED TRUST SERIES 14, FILINGS ADVISORS DISCIPLINED TRUST SERIES 15, FILINGS ADVISORS DISCIPLINED TRUST SERIES 16, FILINGS ADVISORS INNER CIRCLE FUND, FILINGS Advisors Inner Circle Fund II, FILINGS ADVISORS SERIES TRUST, FILINGS AE Biofuels, Inc., FILINGS Aegean Earth & Marine CORP, FILINGS AEGIS FUNDS, FILINGS AEGIS VALUE FUND INC, FILINGS AEHR TEST SYSTEMS, FILINGS AEP INDUSTRIES INC, FILINGS AERO PERFORMANCE PRODUCTS, INC., FILINGS AeroGrow International, Inc., FILINGS AETHLON MEDICAL INC, FILINGS AEW CAPITAL MANAGEMENT INC, FILINGS AEW INVESTMENT GROUP INC, FILINGS AEW MANAGEMENT & ADVISORS LP, FILINGS AFBA 5STAR FUNDS, FILINGS AFFILIATED MANAGERS GROUP INC, FILINGS AFFINITY GOLD CORP., FILINGS Affinity Group Holding, Inc., FILINGS AFFINITY GROUP INC, FILINGS AFFIRMATIVE INSURANCE HOLDINGS INC, FILINGS AFFORDABLE GREEN HOMES INTERNATIONAL, FILINGS AFH Acquisition III, Inc., FILINGS AFH ACQUISITION IV, INC., FILINGS AFH Acquisition IX, Inc., FILINGS AFH ACQUISITION V, INC., FILINGS AFH ACQUISITION VI, INC., FILINGS AFH ACQUISITION VII, INC., FILINGS AFH Acquisition VIII, Inc., FILINGS AFH ACQUISITION X, INC., FILINGS AFH ACQUISITION XI, INC., FILINGS AFH ACQUISITION XII, INC., FILINGS AFH Holding III, Inc., FILINGS AFH Holding IV, Inc., FILINGS AFL CIO HOUSING INVESTMENT TRUST, FILINGS AFP IMAGING CORP, FILINGS Aftermarket Enterprises, Inc., FILINGS AG SEPARATE ACCOUNT A, FILINGS Agfeed Industries, Inc, FILINGS AGL SEPARATE ACCOUNT A, FILINGS AGL SEPARATE ACCOUNT D, FILINGS AGL SEPARATE ACCOUNT VA-1, FILINGS AGL SEPARATE ACCOUNT VA-2, FILINGS AGL SEPARATE ACCOUNT VL-R, FILINGS AGL SEPARATE ACCOUNT VUL, FILINGS AGL SEPARATE ACCOUNT VUL-2, FILINGS AGRIA CORP, FILINGS AGY Holding Corp., FILINGS AI DOCUMENT SERVICES, INC., FILINGS AIG Financial Advisors Inc, FILINGS AIG GLOBAL INVESTMENT CORP, FILINGS AIG SERIES TRUST, FILINGS AIG SUNAMERICA ASSET MANAGEMENT CORP, FILINGS AIM Core Allocation Portfolio Series, FILINGS AIM COUNSELOR SERIES TRUST, FILINGS AIM EQUITY FUNDS, FILINGS AIM FUNDS GROUP, FILINGS AIM GROWTH SERIES, FILINGS AIM INTERNATIONAL MUTUAL FUNDS, FILINGS AIM INVESTMENT FUNDS, FILINGS AIM INVESTMENT SECURITIES FUNDS, FILINGS AIM SECTOR FUNDS, FILINGS AIM TAX EXEMPT FUNDS, FILINGS AIM TREASURERS SERIES TRUST, FILINGS AIM VARIABLE INSURANCE FUNDS, FILINGS AIMS WORLDWIDE INC, FILINGS AIP ALTERNATIVE STRATEGIES FUNDS, FILINGS AIR INDUSTRIES GROUP, INC., FILINGS Air Transport Group Holdings, Inc., FILINGS Air Transport Services Group, Inc., FILINGS Airbee Wireless, Inc., FILINGS Akana Capital Offshore Fund, Ltd., FILINGS AKANTHOS ARBITRAGE MASTER FUND LP, FILINGS AKORN INC, FILINGS ALAC Separate Account 1, FILINGS ALANCO TECHNOLOGIES INC, FILINGS Alba Mineral Exploration, FILINGS Alcantara Brands CORP, FILINGS Alco Energy Corp., FILINGS ALDAR GROUP, INC., FILINGS ALESCO FINANCIAL INC, FILINGS ALFACELL CORP, FILINGS ALGER AMERICAN FUND, FILINGS ALGER CHINA-US GROWTH FUND, FILINGS ALGER FUNDS, FILINGS ALGER FUNDS II, FILINGS ALGER INSTITUTIONAL FUNDS, FILINGS ALGER SEPARATE ACCOUNT A OF ING USA ANNUITY & LIFE INSURANCE, FILINGS ALL Fuels & Energy Co, FILINGS All State Properties Holdings, Inc., FILINGS Allamanda Investments Pte Ltd, FILINGS ALLEGHANY INSURANCE HOLDINGS LLC, FILINGS ALLEGHENY BANCSHARES INC, FILINGS ALLEGIANT ADVANTAGE FUND, FILINGS ALLEGIANT ASSET MANAGEMENT CO, FILINGS ALLEGIANT FUNDS, FILINGS ALLEN & CO INC/ALLEN HOLDING INC, FILINGS ALLIANCE BANKSHARES CORP, FILINGS ALLIANCE ONE INTERNATIONAL, INC., FILINGS ALLIANCE PHARMACEUTICAL CORP., FILINGS ALLIANCE RECOVERY CORP, FILINGS ALLIANCEBERNSTEIN BALANCED SHARES INC, FILINGS ALLIANCEBERNSTEIN BOND FUND INC, FILINGS ALLIANCEBERNSTEIN CAP FUND,INC, FILINGS ALLIANCEBERNSTEIN CORPORATE SHARES, FILINGS ALLIANCEBERNSTEIN DIVERSIFIED YIELD FUND INC, FILINGS ALLIANCEBERNSTEIN FIXED INCOME SHARES INC, FILINGS ALLIANCEBERNSTEIN FOCUSED GROWTH & INCOME FUND INC, FILINGS ALLIANCEBERNSTEIN GLOBAL GROWTH FUND INC, FILINGS ALLIANCEBERNSTEIN GLOBAL HEALTH CARE FUND INC, FILINGS ALLIANCEBERNSTEIN GLOBAL REAL ESTATE INVESTMENT FUND INC, FILINGS ALLIANCEBERNSTEIN GLOBAL THEMATIC GROWTH FUND, INC., FILINGS ALLIANCEBERNSTEIN GREATER CHINA 97 FUND INC, FILINGS ALLIANCEBERNSTEIN GROWTH & INCOME FUND INC, FILINGS ALLIANCEBERNSTEIN HIGH INCOME FUND INC, FILINGS ALLIANCEBERNSTEIN INSTITUTIONAL FUNDS INC, FILINGS ALLIANCEBERNSTEIN INTERNATIONAL GROWTH FUND INC, FILINGS ALLIANCEBERNSTEIN L.P., FILINGS ALLIANCEBERNSTEIN LARGE CAP GROWTH FUND INC, FILINGS ALLIANCEBERNSTEIN MUNICIPAL INCOME FUND INC, FILINGS ALLIANCEBERNSTEIN PORTFOLIOS, FILINGS ALLIANCEBERNSTEIN SMALL MID CAP GROWTH FUND, FILINGS ALLIANCEBERNSTEIN TRUST, FILINGS ALLIANCEBERNSTEIN UTILITY INCOME FUND INC, FILINGS ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND INC, FILINGS ALLIANZ FUNDS, FILINGS Allianz Funds Multi-Strategy Trust, FILINGS Allianz Global Investors Managed Accounts LLC, FILINGS ALLIANZ LIFE OF NY VARIABLE ACCOUNT C, FILINGS ALLIANZ LIFE VARIABLE ACCOUNT A, FILINGS ALLIANZ LIFE VARIABLE ACCOUNT B, FILINGS Allianz Variable Insurance Products Fund of Funds Trust, FILINGS ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST, FILINGS ALLIED ASSET ADVISORS FUNDS, FILINGS Allied Security Innovations, Inc., FILINGS ALLMERICA SELECT SEP ACCT II OF 1ST ALLMERICA FIN LIF INS CO, FILINGS ALLMERICA SELECT SEP ACCT OF 1ST ALLMERICA FIN LIFE INS CO, FILINGS Allora Minerals, Inc., FILINGS AllShips Ltd., FILINGS ALLSTATE FINANCIAL ADVISORS SEPARATE ACCOUNT I, FILINGS Allstate Financial Investment Trust, FILINGS Allstate Institutional Advisors LLC, FILINGS ALLSTATE INVESTMENT MANAGEMENT CO, FILINGS ALLSTATE INVESTMENTS LLC, FILINGS ALLSTATE LIFE OF N Y VAR LIFE SEP ACCT A, FILINGS ALLSTATE LIFE OF NEW YORK SEPARATE ACCOUNT A, FILINGS ALLSTATE LIFE VARIABLE LIFE SEPARATE ACCOUNT A, FILINGS Alon USA Energy, Inc., FILINGS AlphaMark Investment Trust, FILINGS ALPHATRADE COM, FILINGS ALPINE ASSOCIATES A LTD PARTNERSHIP /NJ, FILINGS Alpine Associates II LP, FILINGS ALPINE EQUITY TRUST, FILINGS ALPINE GLOBAL DYNAMIC DIVIDEND FUND, FILINGS ALPINE INCOME TRUST, FILINGS ALPINE PARTNERS LP, FILINGS ALPINE SERIES TRUST, FILINGS ALPS ETF Trust, FILINGS ALPS Variable Insurance Trust, FILINGS ALR TECHNOLOGIES INC, FILINGS Alternative Energy Development Corp, FILINGS Alternative Energy Partners, Inc., FILINGS ALTERNET SYSTEMS INC, FILINGS ALTIMA ADVISORS AMERICAS LP, FILINGS ALTIMA INTERNATIONAL Ltd, FILINGS ALTIMA SERVICES UK Ltd, FILINGS Alto Group Holdings Inc., FILINGS ALTUS EXPLORATIONS INC, FILINGS Alyeska Master Fund, L.P., FILINGS AM OIL RESOURCES & TECHNOLOGY INC., FILINGS AMALGAMATED GADGET LP, FILINGS AMALGAMATED PICTURES CORP., FILINGS AMANA MUTUAL FUNDS TRUST, FILINGS AMANASU ENVIRONMENT CORP, FILINGS AMANASU TECHNO HOLDINGS CORP, FILINGS AMARIN CORP PLC\UK, FILINGS AMAZON GOLDSANDS LTD., FILINGS AMBAC FINANCIAL GROUP INC, FILINGS AMBASSADOR FUNDS /, FILINGS AMBASSADORS INTERNATIONAL INC, FILINGS Amber Optoelectronics Inc., FILINGS AMBER RESOURCES CO OF COLORADO, FILINGS Amberwood Investments (Mauritius) Pte Ltd, FILINGS AMCAP FUND INC, FILINGS AMDL INC, FILINGS AMERA LINK INC, FILINGS AMERALIA INC, FILINGS AMERELITE SOLUTIONS, INC., FILINGS AMEREX GROUP, INC., FILINGS AMERICA WEST RESOURCES, INC., FILINGS AMERICA'S DRIVING RANGES, INC., FILINGS AMERICAN AFFORDABLE HOUSING II LIMITED PARTNERSHIP, FILINGS American Antiquities, Inc., FILINGS AMERICAN APPAREL, INC, FILINGS AMERICAN BALANCED FUND INC, FILINGS AMERICAN BEACON FUNDS, FILINGS AMERICAN BEACON MILEAGE FUNDS, FILINGS AMERICAN BEACON SELECT FUNDS, FILINGS AMERICAN BIOGENETIC SCIENCES INC, FILINGS AMERICAN CAPITAL HOLDINGS INC, FILINGS AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC., FILINGS AMERICAN CENTURY CAPITAL PORTFOLIOS INC, FILINGS AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC., FILINGS AMERICAN CENTURY GOVERNMENT INCOME TRUST, FILINGS AMERICAN CENTURY GROWTH FUNDS, INC., FILINGS AMERICAN CENTURY INTERNATIONAL BOND FUNDS, FILINGS AMERICAN CENTURY INVESTMENT MANAGEMENT INC, FILINGS AMERICAN CENTURY INVESTMENT TRUST, FILINGS AMERICAN CENTURY MUNICIPAL TRUST, FILINGS AMERICAN CENTURY MUTUAL FUNDS, INC., FILINGS AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC., FILINGS AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC, FILINGS AMERICAN CENTURY VARIABLE PORTFOLIOS II INC, FILINGS AMERICAN CENTURY VARIABLE PORTFOLIOS INC, FILINGS AMERICAN CENTURY WORLD MUTUAL FUNDS INC, FILINGS AMERICAN COMMERCE SOLUTIONS Inc, FILINGS AMERICAN COMMUNITY PROPERTIES TRUST, FILINGS AMERICAN DAIRY INC, FILINGS AMERICAN DEFENSE SYSTEMS INC, FILINGS American Development & Investment Fund, Inc., FILINGS AMERICAN ENERGY GROUP LTD, FILINGS AMERICAN ENERGY PRODUCTION INC, FILINGS AMERICAN ENVIRONMENTAL, INC., FILINGS AMERICAN EQUITY LIFE ANNUITY ACCOUNT, FILINGS American Exploration Corp, FILINGS AMERICAN FAMILY VARIABLE ACCOUNT I, FILINGS AMERICAN FAMILY VARIABLE ACCOUNT II, FILINGS American Fiber Green Products, Inc., FILINGS AMERICAN FIDELITY DUAL STRATEGY FUND INC, FILINGS AMERICAN FIDELITY SEPARATE ACCOUNT A, FILINGS AMERICAN FIDELITY SEPARATE ACCOUNT B, FILINGS AMERICAN FIDELITY SEPARATE ACCOUNT C, FILINGS AMERICAN FUNDS INCOME SERIES, FILINGS AMERICAN FUNDS INSURANCE SERIES, FILINGS AMERICAN FUNDS SHORT-TERM TAX-EXEMPT BOND FUND, FILINGS American Funds Target Date Retirement Series, FILINGS AMERICAN FUNDS TAX EXEMPT SERIES I, FILINGS AMERICAN FUNDS TAX EXEMPT SERIES II /CA, FILINGS AMERICAN GOLDRUSH CORP, FILINGS AMERICAN GROWTH FUND INC, FILINGS AMERICAN HERITAGE FUND INC, FILINGS AMERICAN HERITAGE GROWTH FUND INC, FILINGS AMERICAN HIGH-INCOME MUNICIPAL BOND FUND, INC, FILINGS American Home Food Products, Inc., FILINGS American Independence Funds Trust, FILINGS AMERICAN INTERNATIONAL VENTURES INC /DE/, FILINGS American Israeli Shared Values Trust, FILINGS AMERICAN LOCKER GROUP INC, FILINGS American Lorain CORP, FILINGS AMERICAN MATURITY LIFE INSURANCE CO SEPARATE ACCOUNT AMLVA, FILINGS AMERICAN MATURITY LIFE INSURANCE CO SEPARATE ACCOUNT ONECT, FILINGS AMERICAN MEDICAL TECHNOLOGIES INC/DE, FILINGS AMERICAN METAL & TECHNOLOGY, INC., FILINGS AMERICAN MUTUAL FUND INC, FILINGS AMERICAN NATIONAL INVESTMENT ACCOUNTS, INC., FILINGS AMERICAN NATIONAL VARIABLE ANNUITY SEPARATE ACCOUNT, FILINGS AMERICAN NATIONAL VARIABLE LIFE SEPARATE ACCOUNT, FILINGS American Natural Energy Corp, FILINGS AMERICAN ORIENTAL BIOENGINEERING INC, FILINGS AMERICAN PACIFIC CORP, FILINGS AMERICAN PATRIOT CORP., FILINGS American Patriot Financial Group, Inc., FILINGS AMERICAN PENSION INVESTORS TRUST, FILINGS AMERICAN PETRO-HUNTER INC, FILINGS AMERICAN POST TENSION, INC., FILINGS AMERICAN REPUBLIC VARIABLE ANNUITY ACCOUNT, FILINGS AMERICAN RESOURCES & DEVELOPMENT CO, FILINGS American Security Resources Corp., FILINGS AMERICAN SEPARATE ACCOUNT NO 2, FILINGS AMERICAN SEPARATE ACCOUNT NO 3, FILINGS AMERICAN SIERRA GOLD CORP., FILINGS AMERICAN SOIL TECHNOLOGIES INC, FILINGS AMERICAN STATES WATER CO, FILINGS AMERICAN SURGICAL HOLDINGS INC, FILINGS AMERICAN TECHNOLOGIES GROUP INC, FILINGS AMERICAN TELSTAR INC, FILINGS AMERICAN URANIUM CORP, FILINGS AMERICAN VANTAGE COMPANIES, FILINGS AMERICAN WAGERING INC, FILINGS American Wenshen Steel Group, Inc., FILINGS AMERICAS WIND ENERGY CORP, FILINGS AMERICHIP INTERNATIONAL INC, FILINGS AMERIGO ENERGY, INC., FILINGS AMERINST INSURANCE GROUP LTD, FILINGS AMERIPRISE CERTIFICATE CO, FILINGS AMERIPRISE TRUST CO, FILINGS AMERIRESOURCE TECHNOLOGIES INC, FILINGS AMERISTOCK MUTUAL FUND INC, FILINGS AMERITAS LIFE INSURANCE CORP, FILINGS AMERITAS LIFE INSURANCE CORP SEPARATE ACCOUNT LLVA, FILINGS AMERITAS LIFE INSURANCE CORP SEPARATE ACCOUNT LLVL, FILINGS AMERITAS VARIABLE SEPARATE ACCOUNT V, FILINGS AMERITAS VARIABLE SEPARATE ACCOUNT VA, FILINGS AMERITAS VARIABLE SEPARATE ACCOUNT VA-2, FILINGS AMERITAS VARIABLE SEPARATE ACCOUNT VL, FILINGS AMERIWEST ENERGY CORP., FILINGS AMERON INTERNATIONAL CORP, FILINGS Ametrine Capital Inc, FILINGS AMEXDRUG CORP, FILINGS AMF CAPITAL GROUP INC., FILINGS AMIDEX FUNDS INC, FILINGS Amish Naturals, Inc., FILINGS Amiworld, Inc., FILINGS AMM FUNDS, FILINGS Ammex Gold Mining Corp., FILINGS ANASAZI CAPITAL CORP, FILINGS ANAVEX LIFE SCIENCES CORP., FILINGS ANCHOR BANCORP WISCONSIN INC, FILINGS ANCHOR SERIES TRUST, FILINGS ANCORA TRUST, FILINGS Andina Group Inc., FILINGS ANESIVA, INC., FILINGS ANGEL ACQUISITION CORP., FILINGS AngioGenex, Inc., FILINGS ANNUITY INVESTORS VARIABLE ACCOUNT A, FILINGS ANNUITY INVESTORS VARIABLE ACCOUNT B, FILINGS ANNUITY INVESTORS VARIABLE ACCOUNT C, FILINGS ANOORAQ RESOURCES CORP, FILINGS Anpath Group, Inc., FILINGS ANTHRACITE CAPITAL INC, FILINGS ANTICUS INTERNATIONAL CORP, FILINGS ANTS SOFTWARE INC, FILINGS APC Group, Inc, FILINGS APD ANTIQUITIES, INC., FILINGS Apextalk Holdings Inc, FILINGS APG Group, FILINGS APOGEE ROBOTICS INC, FILINGS APOGEE TECHNOLOGY INC, FILINGS Apollo Capital Management GP, LLC, FILINGS Apollo Capital Management, L.P., FILINGS Apollo Entertainment Group, Inc., FILINGS APOLLO INVESTMENT FUND IV LP, FILINGS Apollo Management GP, LLC, FILINGS Apollo Management Holdings GP, LLC, FILINGS Apollo Management Holdings, L.P., FILINGS Apollo Management, L.P., FILINGS Apollo Medical Holdings, Inc., FILINGS APOLLO SOLAR ENERGY, INC., FILINGS Apollo Strategic Value Master Fund, L.P., FILINGS Apollo SVF Management GP, LLC, FILINGS Apollo SVF Management, L.P., FILINGS Apollo Value Investment Master Fund, L.P., FILINGS Apollo Value Management GP, LLC, FILINGS Apollo Value Management, L.P., FILINGS APOLO GOLD & ENERGY INC., FILINGS APPALACHIAN BANCSHARES INC, FILINGS APPLETON FUNDS, FILINGS APPLETON GROUP WEALTH MANAGEMENT LLC, FILINGS APPLIED SOLAR, INC., FILINGS Aquablue International, Inc., FILINGS AQUAMER MEDICAL CORP., FILINGS AQUILA ROCKY MOUNTAIN EQUITY FUND, FILINGS AQUILA THREE PEAKS HIGH INCOME FUND, FILINGS ARABIAN AMERICAN DEVELOPMENT CO, FILINGS ARBIOS SYSTEMS INC, FILINGS ARBITRAGE ASSOOCIATES L P, FILINGS ARBITRAGE FUNDS, FILINGS ARCADIA RESOURCES, INC, FILINGS ARDENT MINES LTD, FILINGS Ares Enhanced Credit Opportunities Fund Management, L.P., FILINGS Ares Enhanced Loan Investment Strategy Advisor IV, L.P., FILINGS Ares Management II, L.P., FILINGS ARES MANAGEMENT LP, FILINGS ARGYLE SECURITY, INC., FILINGS Aria International Holdings, Inc., FILINGS ARKADOS GROUP, INC., FILINGS ARKANOVA ENERGY CORP., FILINGS ARMSTRONG ASSOCIATES INC, FILINGS AROTECH CORP, FILINGS Arrow Funds Trust, FILINGS ARROW OFFSHORE LTD, FILINGS ARROW PARTNERS LP, FILINGS ARROW RESOURCES DEVELOPMENT INC, FILINGS Art Design, Inc., FILINGS ARTCRAFT V INC, FILINGS ARTFEST INTERNATIONAL INC, FILINGS ARTHROCARE CORP, FILINGS ARTIO GLOBAL EQUITY FUND INC, FILINGS ARTIO GLOBAL INVESTMENT FUNDS, FILINGS ARTISAN INVESTMENT CORP, FILINGS Artisan Investments GP LLC, FILINGS Artisan Partners Limited Partnership, FILINGS ARTISTDIRECT INC, FILINGS Artistry Publications Inc, FILINGS ASAP Expo, Inc., FILINGS Ascend Capital Limited Partnership, FILINGS Ascend Paragon Capital Limited Partnership, FILINGS ASCEND PARTNERS FUND I, LTD, FILINGS ASCEND PARTNERS FUND I, LTD., FILINGS ASCEND PARTNERS FUND II BPO LTD, FILINGS ASCEND PARTNERS FUND II BPO, LTD., FILINGS ASCEND PARTNERS FUND II LP, FILINGS Ascend Partners Fund II, Ltd., FILINGS ASI ENTERTAINMENT INC, FILINGS Asia Atlantic Resources, FILINGS Asia Cork Inc., FILINGS Asia Document Transition, Inc., FILINGS Asia Electrical Power International Group, Inc., FILINGS ASIA GLOBAL HOLDINGS CORP., FILINGS ASIA HEALTH & BEAUTY TREASURE INC, FILINGS ASIA PREMIUM TELEVISION GROUP, FILINGS ASIA8, INC., FILINGS ASIAMART, INC., FILINGS ASIAN DRAGON GROUP INC., FILINGS Asian Trends Media Holdings, Inc, FILINGS ASIARIM CORP, FILINGS ASP VENTURES CORP, FILINGS Aspen Diversified Fund LLC, FILINGS ASPEN TECHNOLOGY INC /DE/, FILINGS ASPEON INC, FILINGS ASPIRE INTERNATIONAL, INC., FILINGS ASPIRE JAPAN, INC., FILINGS ASPYRA INC, FILINGS ASSET MANAGEMENT FUND, FILINGS ASSETMARK FUNDS, FILINGS ASSURANCE GROUP INC., FILINGS ASSURE DATA INC, FILINGS AST Investment Services,inc, FILINGS ASTA FUNDING INC, FILINGS ASTON FUNDS, FILINGS Astral Investments Trust, FILINGS ASTRATA GROUP INC, FILINGS ASYST TECHNOLOGIES INC, FILINGS ATALANTA SOSNOFF MANAGEMENT, LLC, FILINGS ATHEROGENICS INC, FILINGS ATLANTIC EXPRESS TRANSPORTATION CORP, FILINGS ATLANTIC WHITEHALL FUNDS TRUST, FILINGS ATLANTIC WINE AGENCIES INC, FILINGS ATLANTICA INC, FILINGS ATLANTIS TECHNOLOGY GROUP, FILINGS ATLAS AMERICA INC, FILINGS ATLAS FUTURES FUND LIMITED PARTNERSHIP, FILINGS ATLAS MINING CO, FILINGS ATLAS OIL & GAS, INC ., FILINGS Atlas Resources Public #17-2008 (B) L.P., FILINGS Atomic Guppy Inc, FILINGS ATOMIC PAINTBALL INC, FILINGS ATP OIL & GAS CORP, FILINGS Atrisco Oil & Gas LLC, FILINGS ATTICUS MANAGEMENT LTD, FILINGS Attitude Drinks Inc., FILINGS Attucks Asset Management, LLC, FILINGS Atwood Minerals & Mining CORP., FILINGS Audio Stocks, Inc., FILINGS AUL AMERICAN INDIVIDUAL UNIT TRUST, FILINGS AUL AMERICAN INDIVIDUAL VARIABLE ANNUITY UNIT TRUST, FILINGS AUL AMERICAN INDIVIDUAL VARIABLE LIFE UNIT TRUST, FILINGS AUL AMERICAN UNIT TRUST, FILINGS AURA SYSTEMS INC, FILINGS AuraSource, Inc., FILINGS AURELIO RESOURCE CORP, FILINGS AUROR CAPITAL CORP, FILINGS AURORA GOLD CORP, FILINGS Aurora Oil & Gas CORP, FILINGS Aurum Explorations, Inc., FILINGS AUSTIN CALVERT & FLAVIN INC, FILINGS AUSTRALIAN CANADIAN OIL ROYALTIES LTD, FILINGS Australian Forest Industries, FILINGS Auto Search Cars, Inc., FILINGS Avalon Holding Group, Inc., FILINGS Avalon Oil & Gas, Inc., FILINGS Avantogen Oncology, Inc., FILINGS Avatar Ventures Corp., FILINGS Avenue Capital Management II GenPar, LLC, FILINGS Avenue Capital Management II, L.P., FILINGS Avenue Capital Partners IV, LLC, FILINGS Avenue Capital Partners V, LLC, FILINGS Avenue Event Driven Master Fund, Ltd., FILINGS AVENUE GROUP INC, FILINGS AVENUE INTERNATIONAL LTD, FILINGS AVENUE INTERNATIONAL, LTD., FILINGS Avenue Special Situations Fund IV LP, FILINGS Avenue Special Situations Fund V LP, FILINGS AVEROX INC., FILINGS Aviation Surveillance Systems, Inc., FILINGS AVID TECHNOLOGY, INC., FILINGS AVIEMORE FUNDS, FILINGS AVINO SILVER & GOLD MINES LTD, FILINGS AVIVA GESTION, FILINGS AVIVA INVESTORS FRANCE SA, FILINGS AVIVA INVESTORS GLOBAL SERVICES LTD, FILINGS AVIVA INVESTORS LONDON LTD, FILINGS AVNET INC, FILINGS Avro Energy Inc., FILINGS AVT, Inc., FILINGS AXA ASSURANCES I A R D MUTUELLE ET AL, FILINGS AXA ASSURANCES VIE MUTUELLE ET AL, FILINGS AXA EQUITABLE LIFE INSURANCE CO, FILINGS AXA FINANCIAL INC, FILINGS AXA PREMIER VIP TRUST, FILINGS AXA ROSENBERG INVESTMENT MANAGEMENT LLC, FILINGS AXCELIS TECHNOLOGIES INC, FILINGS AXCESS MEDICAL IMAGING CORP, FILINGS AXIAL CAPITAL INSTITUTIONAL, LP, FILINGS AXIAL CAPITAL LP, FILINGS Axion Power International, Inc., FILINGS AXIS TECHNOLOGIES GROUP INC, FILINGS AXS ONE INC, FILINGS AXT INC, FILINGS AYCO CO L P, FILINGS AYERS EXPLORATION INC., FILINGS AZTEC OIL & GAS, INC., FILINGS AZZAD FUNDS, FILINGS AZZURRA HOLDING CORP, FILINGS