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2009 SELECTIONS Screen Criteria Annual Filings Quarterly Filings Proxy Statements Securities Registrations Prospectuses Amendments/Restatements Non-Timely Notices Mutual Funds MF Proxy Votes MF Portfolio Holdings Mergers and Acquisitions This survey catalogs companies with instances of filings during the indicated time period. Institutional Risk Analytics develops advanced business case relevant filters that can screen through the entire catalog of SEC filings as well as cross-test these items with other reference databases and computed measures. | Record of Mutual Fund Proxy Votes for 2009 by first letter of company name A, B, C, D, E, F, G, H, I, J, K, L, M, N, O, P, Q, R, S, T, U, V, W, X, Y, Z, Other AARP Portfolios, FILINGS ABERDEEN ASIA-PACIFIC INCOME FUND INC, FILINGS ABERDEEN AUSTRALIA EQUITY FUND INC, FILINGS Aberdeen Funds, FILINGS ABERDEEN GLOBAL INCOME FUND INC, FILINGS Academy Funds Trust, FILINGS Access One Trust, FILINGS ACM MANAGED DOLLAR INCOME FUND INC, FILINGS ACP FUNDS TRUST, FILINGS ACP STRATEGIC OPPORTUNITIES FUND II LLC, FILINGS ACTIVA MUTUAL FUND TRUST, FILINGS ACTIVE ASSETS CALIFORNIA TAX FREE TRUST, FILINGS ACTIVE ASSETS GOVERNMENT SECURITIES TRUST, FILINGS ACTIVE ASSETS INSTITUTIONAL GOVERNMENT SECURITIES TRUST, FILINGS ACTIVE ASSETS INSTITUTIONAL MONEY TRUST, FILINGS ACTIVE ASSETS MONEY TRUST, FILINGS ACTIVE ASSETS TAX FREE TRUST, FILINGS ADAMS EXPRESS CO, FILINGS ADELANTE FUNDS, FILINGS Adirondack Funds, FILINGS ADVANCE CAPITAL I INC, FILINGS ADVANCED SERIES TRUST, FILINGS ADVANTAGE ADVISERS AUGUSTA FUND, L.L.C., FILINGS ADVANTAGE ADVISERS MULTI - SECTOR FUND I, FILINGS Advantage Funds, Inc., FILINGS ADVANTUS SERIES FUND INC, FILINGS ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND, FILINGS ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND, FILINGS Advent/Claymore Global Convertible Securities & Income Fund, FILINGS ADVISORONE FUNDS, FILINGS ADVISORS INNER CIRCLE FUND, FILINGS Advisors Inner Circle Fund II, FILINGS ADVISORS SERIES TRUST, FILINGS AEGIS FUNDS, FILINGS AEGIS VALUE FUND INC, FILINGS AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC, FILINGS AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC, FILINGS AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC, FILINGS Aetos Capital Opportunities Fund, LLC, FILINGS AFBA 5STAR FUNDS, FILINGS AFL CIO HOUSING INVESTMENT TRUST, FILINGS AIG SERIES TRUST, FILINGS AIM Core Allocation Portfolio Series, FILINGS AIM COUNSELOR SERIES TRUST, FILINGS AIM EQUITY FUNDS, FILINGS AIM FUNDS GROUP, FILINGS AIM GROWTH SERIES, FILINGS AIM INTERNATIONAL MUTUAL FUNDS, FILINGS AIM INVESTMENT FUNDS, FILINGS AIM INVESTMENT SECURITIES FUNDS, FILINGS AIM SECTOR FUNDS, FILINGS AIM TAX EXEMPT FUNDS, FILINGS AIM TREASURERS SERIES TRUST, FILINGS AIM VARIABLE INSURANCE FUNDS, FILINGS AIP ALTERNATIVE STRATEGIES FUNDS, FILINGS ALGER AMERICAN FUND, FILINGS ALGER CHINA-US GROWTH FUND, FILINGS ALGER FUNDS, FILINGS ALGER FUNDS II, FILINGS ALGER INSTITUTIONAL FUNDS, FILINGS ALLEGIANT ADVANTAGE FUND, FILINGS ALLEGIANT FUNDS, FILINGS ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND, FILINGS ALLIANCE NEW YORK MUNICIPAL INCOME FUND, FILINGS ALLIANCEBERNSTEIN BALANCED SHARES INC, FILINGS ALLIANCEBERNSTEIN BLENDED STYLE SERIES INC, FILINGS ALLIANCEBERNSTEIN BOND FUND INC, FILINGS ALLIANCEBERNSTEIN CAP FUND,INC, FILINGS ALLIANCEBERNSTEIN CORPORATE SHARES, FILINGS ALLIANCEBERNSTEIN DIVERSIFIED YIELD FUND INC, FILINGS ALLIANCEBERNSTEIN EXCHANGE RESERVES, FILINGS ALLIANCEBERNSTEIN FIXED INCOME SHARES INC, FILINGS ALLIANCEBERNSTEIN FOCUSED GROWTH & INCOME FUND INC, FILINGS ALLIANCEBERNSTEIN GLOBAL BOND FUND INC, FILINGS ALLIANCEBERNSTEIN GLOBAL GROWTH FUND INC, FILINGS ALLIANCEBERNSTEIN GLOBAL HEALTH CARE FUND INC, FILINGS ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC, FILINGS ALLIANCEBERNSTEIN GLOBAL REAL ESTATE INVESTMENT FUND INC, FILINGS ALLIANCEBERNSTEIN GLOBAL THEMATIC GROWTH FUND, INC., FILINGS ALLIANCEBERNSTEIN GREATER CHINA 97 FUND INC, FILINGS ALLIANCEBERNSTEIN GROWTH & INCOME FUND INC, FILINGS ALLIANCEBERNSTEIN HIGH INCOME FUND INC, FILINGS ALLIANCEBERNSTEIN INCOME FUND INC, FILINGS ALLIANCEBERNSTEIN INSTITUTIONAL FUNDS INC, FILINGS ALLIANCEBERNSTEIN INTERNATIONAL GROWTH FUND INC, FILINGS ALLIANCEBERNSTEIN LARGE CAP GROWTH FUND INC, FILINGS ALLIANCEBERNSTEIN MUNICIPAL INCOME FUND II, FILINGS ALLIANCEBERNSTEIN MUNICIPAL INCOME FUND INC, FILINGS ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND, FILINGS AllianceBernstein Pooling Portfolios, FILINGS ALLIANCEBERNSTEIN PORTFOLIOS, FILINGS ALLIANCEBERNSTEIN SMALL MID CAP GROWTH FUND, FILINGS ALLIANCEBERNSTEIN TRUST, FILINGS ALLIANCEBERNSTEIN UTILITY INCOME FUND INC, FILINGS ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND INC, FILINGS ALLIANZ FUNDS, FILINGS Allianz Funds Multi-Strategy Trust, FILINGS ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS TRUST, FILINGS Allianz Variable Insurance Products Fund of Funds Trust, FILINGS ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST, FILINGS ALLIED ASSET ADVISORS FUNDS, FILINGS ALLSTATE ASSURANCE CO SEPARATE ACCOUNT B, FILINGS Allstate Financial Investment Trust, FILINGS AlphaMark Investment Trust, FILINGS ALPINE EQUITY TRUST, FILINGS ALPINE GLOBAL DYNAMIC DIVIDEND FUND, FILINGS ALPINE GLOBAL PREMIER PROPERTIES FUND, FILINGS ALPINE INCOME TRUST, FILINGS ALPINE SERIES TRUST, FILINGS ALPINE TOTAL DYNAMIC DIVIDEND FUND, FILINGS ALPS ETF Trust, FILINGS ALPS Variable Insurance Trust, FILINGS Alternative Investment Partners Absolute Return Fund, FILINGS Alternative Investment Partners Absolute Return Fund II A, FILINGS Alternative Investment Partners Absolute Return Fund II P, FILINGS Alternative Investment Partners Absolute Return Fund STS, FILINGS AMANA MUTUAL FUNDS TRUST, FILINGS AMBASSADOR FUNDS /, FILINGS AMCAP FUND INC, FILINGS AMERICAN BALANCED FUND INC, FILINGS AMERICAN BEACON FUNDS, FILINGS AMERICAN BEACON MASTER TRUST, FILINGS AMERICAN BEACON MILEAGE FUNDS, FILINGS AMERICAN BEACON SELECT FUNDS, FILINGS AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC., FILINGS AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS, FILINGS AMERICAN CENTURY CAPITAL PORTFOLIOS INC, FILINGS AMERICAN CENTURY GOVERNMENT INCOME TRUST, FILINGS AMERICAN CENTURY GROWTH FUNDS, INC., FILINGS AMERICAN CENTURY INTERNATIONAL BOND FUNDS, FILINGS AMERICAN CENTURY INVESTMENT TRUST, FILINGS AMERICAN CENTURY MUNICIPAL TRUST, FILINGS AMERICAN CENTURY MUTUAL FUNDS, INC., FILINGS AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC., FILINGS AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC, FILINGS AMERICAN CENTURY TARGET MATURITIES TRUST, FILINGS AMERICAN CENTURY VARIABLE PORTFOLIOS II INC, FILINGS AMERICAN CENTURY VARIABLE PORTFOLIOS INC, FILINGS AMERICAN CENTURY WORLD MUTUAL FUNDS INC, FILINGS AMERICAN FIDELITY DUAL STRATEGY FUND INC, FILINGS AMERICAN FUNDS INCOME SERIES, FILINGS AMERICAN FUNDS INSURANCE SERIES, FILINGS American Funds Money Market Fund, FILINGS AMERICAN FUNDS SHORT-TERM TAX-EXEMPT BOND FUND, FILINGS American Funds Target Date Retirement Series, FILINGS AMERICAN FUNDS TAX EXEMPT SERIES I, FILINGS AMERICAN FUNDS TAX EXEMPT SERIES II /CA, FILINGS AMERICAN GROWTH FUND INC, FILINGS AMERICAN HIGH INCOME TRUST, FILINGS AMERICAN HIGH-INCOME MUNICIPAL BOND FUND, INC, FILINGS AMERICAN INCOME FUND INC /VA, FILINGS American Independence Funds Trust, FILINGS American Israeli Shared Values Trust, FILINGS AMERICAN MUNICIPAL INCOME PORTFOLIO INC, FILINGS AMERICAN MUTUAL FUND INC, FILINGS AMERICAN NATIONAL INVESTMENT ACCOUNTS, INC., FILINGS AMERICAN PENSION INVESTORS TRUST, FILINGS AMERICAN SELECT PORTFOLIO INC, FILINGS AMERICAN STRATEGIC INCOME PORTFOLIO INC, FILINGS AMERICAN STRATEGIC INCOME PORTFOLIO INC II, FILINGS AMERICAN STRATEGIC INCOME PORTFOLIO INC III, FILINGS AMERISTOCK MUTUAL FUND INC, FILINGS AMERITOR SECURITY TRUST, FILINGS AMIDEX FUNDS INC, FILINGS AMM FUNDS, FILINGS ANCHOR SERIES TRUST, FILINGS ANCORA TRUST, FILINGS APPLETON FUNDS, FILINGS AQR Funds, FILINGS AQUILA ROCKY MOUNTAIN EQUITY FUND, FILINGS AQUILA THREE PEAKS HIGH INCOME FUND, FILINGS ARBITRAGE FUNDS, FILINGS ARIEL INVESTMENT TRUST, FILINGS ARMSTRONG ASSOCIATES INC, FILINGS ARTIO GLOBAL EQUITY FUND INC, FILINGS ARTIO GLOBAL INVESTMENT FUNDS, FILINGS ARTISAN FUNDS INC, FILINGS ASA LTD, FILINGS ASIA PACIFIC FUND INC, FILINGS ASIA TIGERS FUND INC, FILINGS ASIAN SMALL COMPANIES PORTFOLIO, FILINGS Asset Allocation Trust - DE, FILINGS ASSET MANAGEMENT FUND, FILINGS ASSETMARK FUNDS, FILINGS ASTON FUNDS, FILINGS Astral Investments Trust, FILINGS ATLANTIC WHITEHALL FUNDS TRUST, FILINGS AVIEMORE FUNDS, FILINGS AXA PREMIER VIP TRUST, FILINGS AZZAD FUNDS, FILINGS |
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