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CURRENT YEAR SURVEYS
2009


SELECTIONS

Screen Criteria
Annual Filings
Quarterly Filings
Proxy Statements
Securities Registrations
Prospectuses
Amendments/Restatements
Non-Timely Notices
Mutual Funds
MF Proxy Votes
MF Portfolio Holdings

Mergers and Acquisitions

This survey catalogs companies with instances of filings during the indicated time period. Institutional Risk Analytics develops advanced business case relevant filters that can screen through the entire catalog of SEC filings as well as cross-test these items with other reference databases and computed measures.



Amendments and Restatements Catalog for 2009
by first letter of company name
A, B, C, D, E, F, G, H, I, J, K, L, M, N, O, P, Q, R, S, T, U, V, W, X, Y, Z, Other

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N U PIZZA HOLDING CORP, FILINGS
N-VIRO INTERNATIONAL CORP, FILINGS
N8 CONCEPTS, INC., FILINGS
Naab Donald C., FILINGS
NABERS DRAYTON JR, FILINGS
NABI BIOPHARMACEUTICALS, FILINGS
NABORS INDUSTRIES LTD, FILINGS
NABsys Inc, FILINGS
NACCO INDUSTRIES INC, FILINGS
Nackel John G., FILINGS
Nadeau Richard John, FILINGS
Nader Francois, FILINGS
NAF HOLDINGS II, LLC, FILINGS
Nagler Lorna, FILINGS
Najafi Ramin, FILINGS
NAKOMA CAPITAL MANAGEMENT, LLC, FILINGS
Nakoma Mutual Funds, FILINGS
NAKOMA PARTNERS LP, FILINGS
Nalanda India Fund LTD, FILINGS
NALBANDIAN GARY L, FILINGS
Nalco Holding CO, FILINGS
NALLATHAMBI ANAND K, FILINGS
NAM TAI ELECTRONICS INC, FILINGS
Name Rite, L.L.C., FILINGS
Namekeepers LLC, FILINGS
Nanes Balkany Partners I LP, FILINGS
NANO CAP NEW MILLENNIUM GROWTH FUND L P, FILINGS
NANO JOHN B, FILINGS
Nano Mask, Inc., FILINGS
Nanoasia Ltd., FILINGS
NanoBio Corp, FILINGS
Nanocap Aqua Fund, L.P., FILINGS
NANOCAP FUND LP, FILINGS
Nanocap Qualified Fund LP, FILINGS
NANOCAP TEAL FUND, L.P., FILINGS
NANODYNAMICS INC, FILINGS
NanoMed Pharmaceuticals, Inc., FILINGS
NANOMETRICS INC, FILINGS
NANOMINERALS CORP., FILINGS
NANOPHASE TECHNOLOGIES CORPORATION, FILINGS
NANOSPHERE INC, FILINGS
Nanotailor, Inc., FILINGS
NANOVIRICIDES, INC., FILINGS
Nantucket Fund L P, FILINGS
Nantucket Levered LLC, FILINGS
Naor Avinoam, FILINGS
NAPLES RONALD J, FILINGS
NAPOLITANO JOSEPH, FILINGS
NAPSTER INC, FILINGS
NARA BANCORP INC, FILINGS
Narang Family Trust, FILINGS
NARRAGANSETT INSURED TAX-FREE INCOME FUND, FILINGS
Narragansett Strategic, L.P., FILINGS
NARROWSTEP INC, FILINGS
Nascent Wine Company, Inc., FILINGS
NASDAQ OMX GROUP, INC., FILINGS
NASDAQ Premium Income & Growth Fund Inc., FILINGS
NASDAQ Stock Market LLC, FILINGS
NASH FINCH CO, FILINGS
NASHUA CORP, FILINGS
Nashua International, Inc., FILINGS
Nashville Aquarium, Inc., FILINGS
Nashville Shared Services General Partnership, FILINGS
Nasus Consulting, Inc., FILINGS
NATCAN INVESTMENT MANAGEMENT INC, FILINGS
NATCO GROUP INC, FILINGS
Nath Prem, FILINGS
NATHANS FAMOUS INC, FILINGS
NATIONAL AMUSEMENTS INC /MD/, FILINGS
National Automation Services Inc, FILINGS
NATIONAL BANCSHARES CORP /OH/, FILINGS
NATIONAL BANK & TRUST CO, FILINGS
NATIONAL BANK OF CANADA /FI/, FILINGS
NATIONAL BANK OF INDIANAPOLIS CORP, FILINGS
National Beef, Inc., FILINGS
NATIONAL BEVERAGE CORP, FILINGS
NATIONAL CAPITAL PROPERTIES IV LP, FILINGS
National CineMedia, Inc., FILINGS
NATIONAL CITY CORP, FILINGS
NATIONAL COAL CORP, FILINGS
National Comp Care. Inc., FILINGS
NATIONAL DATACOMPUTER INC, FILINGS
NATIONAL DENTEX CORP /MA/, FILINGS
NATIONAL FINANCIAL PARTNERS CORP, FILINGS
NATIONAL FINANCIAL SERVICES LLC /TA, FILINGS
NATIONAL FUEL GAS CO, FILINGS
National Golf Emporium, Inc., FILINGS
NATIONAL HEALTH INVESTORS INC, FILINGS
NATIONAL HEALTHCARE CORP, FILINGS
NATIONAL HOLDINGS CORP, FILINGS
NATIONAL INSTRUMENTS CORP /DE/, FILINGS
National Interstate CORP, FILINGS
National Investment Managers Inc., FILINGS
NATIONAL MUNICIPAL TRUST & SUBSEQUENT TRUSTS, FILINGS
NATIONAL OILWELL VARCO INC, FILINGS
NATIONAL PATENT DEVELOPMENT CORP, FILINGS
NATIONAL PATIENT ACCOUNT SERVICES, INC., FILINGS
NATIONAL PENN BANCSHARES INC, FILINGS
NATIONAL PRESTO INDUSTRIES INC, FILINGS
NATIONAL PROPERTY INVESTORS 4, FILINGS
NATIONAL PROPERTY INVESTORS 5, FILINGS
National Renewable Energy Investment Fund, Inc., FILINGS
NATIONAL RESEARCH CORP, FILINGS
NATIONAL RETAIL PROPERTIES, INC., FILINGS
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/, FILINGS
NATIONAL SECURED INCOME FUND LLC, FILINGS
NATIONAL SECURITY GROUP INC, FILINGS
NATIONAL SECURITY VARIABLE ACCOUNT N, FILINGS
NATIONAL SEMICONDUCTOR CORP, FILINGS
NATIONAL STEEL CO, FILINGS
NATIONAL TECHNICAL SYSTEMS INC /CA/, FILINGS
NATIONAL TELEPHONE CO OF VENEZUELA, FILINGS
NATIONAL WESTERN LIFE INSURANCE CO, FILINGS
NATIONAL WESTERN LIFE INSURANCE CO /TX /TA, FILINGS
NationsHealth, Inc., FILINGS
NATIONWIDE FINANCIAL SERVICES INC/, FILINGS
Nationwide Fund Advisors, FILINGS
NATIONWIDE HEALTH PROPERTIES INC, FILINGS
Nationwide Life & Annuity Co of America, FILINGS
NATIONWIDE LIFE & ANNUITY INSURANCE CO, FILINGS
NATIONWIDE LIFE INSURANCE CO, FILINGS
Nationwide Life Insurance Co of America, FILINGS
NATIONWIDE MULTI FLEX VARIABLE ACCOUNT, FILINGS
NATIONWIDE MUTUAL FUNDS, FILINGS
NATIONWIDE PROVIDENT VA SEPARATE ACCOUNT A, FILINGS
NATIONWIDE PROVIDENT VLI SEPARATE ACCOUNT 1, FILINGS
NATIONWIDE PROVIDENT VLI SEPARATE ACCOUNT A, FILINGS
NATIONWIDE VARIABLE ACCOUNT 14, FILINGS
NATIONWIDE VARIABLE ACCOUNT 7, FILINGS
NATIONWIDE VARIABLE ACCOUNT 9, FILINGS
NATIONWIDE VARIABLE ACCOUNT II, FILINGS
NATIONWIDE VARIABLE INSURANCE TRUST, FILINGS
Nationwide VL Separate Account-G, FILINGS
NATIONWIDE VLI SEPARATE ACCOUNT 2, FILINGS
NATIONWIDE VLI SEPARATE ACCOUNT 4, FILINGS
Nationwide VLI Separate Account-7, FILINGS
NATIXIS, FILINGS
NATURAL ALTERNATIVES INTERNATIONAL INC, FILINGS
NATURAL BLUE RESOURCES, INC., FILINGS
NATURAL GAS SERVICES GROUP INC, FILINGS
NATURAL HEALTH TRENDS CORP, FILINGS
Natural Nutrition Inc., FILINGS
NATURAL RESOURCE PARTNERS LP, FILINGS
NaturalNano , Inc., FILINGS
NATURE VISION, INC., FILINGS
NATURES SUNSHINE PRODUCTS INC, FILINGS
NATUS MEDICAL INC, FILINGS
NATUZZI S P A, FILINGS
Naukam Andrew J, FILINGS
NAUMANN-ETIENNE RUEDIGER, FILINGS
NAUTILUS EXPLORATION INC, FILINGS
NAUTILUS, INC., FILINGS
Nava Resources, Inc., FILINGS
NAVAB ALEXANDAR JR, FILINGS
NAVARRE CORP /MN/, FILINGS
NAVERUS INC, FILINGS
Navesink Partners L P, FILINGS
Navidec Financial Services, Inc., FILINGS
NAVIGANT CONSULTING INC, FILINGS
Navigator REO Fund LLC, FILINGS
NAVIGATORS GROUP INC, FILINGS
Navios Maritime Acquisition CORP, FILINGS
Navios Maritime Holdings Inc., FILINGS
Navios Maritime Partners L.P., FILINGS
Navis Asia Fund VI, L.P., FILINGS
NAVISITE INC, FILINGS
NAVISTAR FINANCIAL CORP, FILINGS
NAVISTAR INTERNATIONAL CORP, FILINGS
NAVSTAR TECHNOLOGIES INC, FILINGS
NAVTEQ CORP, FILINGS
NB Greater China Long/Short Equity Fund LLC, FILINGS
NB Greater China Long/Short Equity Fund, Ltd., FILINGS
NB Public Equity K/S, FILINGS
NB Public Equity Komplementar ApS, FILINGS
NB Telecom, Inc., FILINGS
NB&T FINANCIAL GROUP INC, FILINGS
NBTY INC, FILINGS
NBVM GP, LLC, FILINGS
NCI BUILDING SYSTEMS INC, FILINGS
NCI, Inc., FILINGS
NCR CORP, FILINGS
NCTI III LP, FILINGS
ND TAX FREE FUND INC /ND/, FILINGS
NDS Group Ltd, FILINGS
NDS GROUP PLC, FILINGS
NDS NUTRITIONAL PRODUCTS, INC., FILINGS
NEAH POWER SYSTEMS, INC., FILINGS
NEAL DIANE L, FILINGS
NEAL HOMER A, FILINGS
Nearctic Nickel Mines, Inc, FILINGS
Nebraska Pharmaceutical Services, LLC, FILINGS
NED DAVIS RESEARCH, FILINGS
NEDAK ETHANOL, LLC, FILINGS
NEEDHAM CONTRARIAN FUND LP, FILINGS
Needham Contrarian QP Fund L P, FILINGS
NEEDHAM EMERGING GROWTH PARTNERS LP, FILINGS
NEEDHAM INVESTMENT MANAGEMENT LLC, FILINGS
Needs Rion B, FILINGS
NEEMA INC., FILINGS
NEENAH ENTERPRISES, INC., FILINGS
Neenah Paper Inc, FILINGS
Neese Jay B, FILINGS
NEFF JAMES D, FILINGS
Neidich Daniel, FILINGS
NEIDORFF MICHAEL F, FILINGS
NEIMAN FUNDS, FILINGS
NEKTAR THERAPEUTICS, FILINGS
NELNET INC, FILINGS
Nelsen Michael, FILINGS
NELSON ALAN MARK, FILINGS
NELSON BROTHERS WEST SENECA LLC, FILINGS
NELSON DENNIS H, FILINGS
NELSON MARK, FILINGS
Nelson R King, FILINGS
NELSON SHELDON, FILINGS
Nemeroff Charles, FILINGS
NEOCHORD INC, FILINGS
NEOGEN CORP, FILINGS
NEOGENOMICS INC, FILINGS
NEOKINETICS CORP, FILINGS
NEOMAGIC CORP, FILINGS
NEOMEDIA TECHNOLOGIES INC, FILINGS
NEON LIBERTY EMERGING MARKETS FUND LP, FILINGS
Neonode, Inc, FILINGS
NEOPHARM INC, FILINGS
Neos Therapeutics, Inc., FILINGS
NEOSAEJ CORP., FILINGS
NEOSE TECHNOLOGIES INC, FILINGS
NeoStem, Inc., FILINGS
NEOTRACT INC, FILINGS
NEOVASC INC, FILINGS
NEPHILA CATASTROPHE FUND L P, FILINGS
NEPHILA CATASTROPHE FUND LTD, FILINGS
NEPHROS INC, FILINGS
Neptune Technologies & Bioressources Inc., FILINGS
NERA 1994 IRREVOCABLE TRUST, FILINGS
Nery Capital Partners, L.P., FILINGS
NESCO INC/OK, FILINGS
Neslein Holdings, L.L.C., FILINGS
NESS TECHNOLOGIES INC, FILINGS
NESSELROAD MARK R, FILINGS
NESTech Management Group Inc., FILINGS
NESTOR INC, FILINGS
NESTOR MICHAEL, FILINGS
NET 1 UEPS TECHNOLOGIES INC, FILINGS
NET RETURN FUND L P, FILINGS
Net Return Fund Ltd, FILINGS
NET SERVICOS DE COMUNICACAO S A, FILINGS
NET TALK.COM, INC., FILINGS
NetApp, Inc., FILINGS
NETBOOKS INC, FILINGS
NETEZZA CORP, FILINGS
NETFABRIC HOLDINGS, INC, FILINGS
NETFLIX INC, FILINGS
NETFONE INC, FILINGS
NETGEAR, INC, FILINGS
NETLIST INC, FILINGS
NETLOGIC MICROSYSTEMS INC, FILINGS
NetRatings, LLC, FILINGS
NETREIT, FILINGS
NETS Trust, FILINGS
NETSALON FX LLC, FILINGS
NETSCOUT SYSTEMS INC, FILINGS
NETSOL TECHNOLOGIES INC, FILINGS
NETSTREAMS INC, FILINGS
NETSUITE INC, FILINGS
Nettlestone Enterprises LTD, FILINGS
NETWORK 1 SECURITY SOLUTIONS INC, FILINGS
NETWORK CN INC, FILINGS
NETWORK ENGINES INC, FILINGS
NETWORK EQUIPMENT TECHNOLOGIES INC, FILINGS
NETWORK FOUNDATION TECHNOLOGIES LLC, FILINGS
NETWORK HOLDINGS INTERNATIONAL INC, FILINGS
NEUBERGER BERMAN - DJG SMALL CAP VALUE FUND LP, FILINGS
NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST, FILINGS
NEUBERGER BERMAN CALIFORNIA INTERMEDIATE MUNICIPAL FUND INC, FILINGS
NEUBERGER BERMAN DIVIDEND ADVANTAGE FUND INC, FILINGS
NEUBERGER BERMAN EQUITY FUNDS, FILINGS
Neuberger Berman Group LLC, FILINGS
NEUBERGER BERMAN HIGH YIELD BOND FUND LLC, FILINGS
NEUBERGER BERMAN HIGH YIELD STRATEGIES FUND, FILINGS
NEUBERGER BERMAN INC, FILINGS
NEUBERGER BERMAN INCOME FUNDS, FILINGS
NEUBERGER BERMAN INCOME OPPORTUNITY FUND INC, FILINGS
NEUBERGER BERMAN INSTITUTIONAL LIQUIDITY FUNDS, FILINGS
Neuberger Berman Institutional Liquidity Series, FILINGS
NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC, FILINGS
NEUBERGER BERMAN MANAGEMENT INC, FILINGS
NEUBERGER BERMAN MANAGEMENT LLC, FILINGS
NEUBERGER BERMAN MUNICIPAL ENHANCED CASH PORTFOLIO LLC, FILINGS
NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC, FILINGS
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC, FILINGS
NEUBERGER BERMAN REALTY INCOME FUND INC, FILINGS
NEUBERGER BERMAN SECURITIES LENDING QUALITY FUND, LLC, FILINGS
NEUMAIER GERHARD J, FILINGS
NEUMAN CLIFFORD L ESQ, FILINGS
Neumann Clarke, FILINGS
NEUMEIER INVESTMENT COUNSEL LLC, FILINGS
Neuralstem, Inc., FILINGS
Neuro-Hitech, Inc., FILINGS
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/, FILINGS
NEUROCRINE BIOSCIENCES INC, FILINGS
NEUROGEN CORP, FILINGS
NeurogesX Inc, FILINGS
NEUROLOGIX INC/DE, FILINGS
NeuroMetrix, Inc., FILINGS
NEUSTAR INC, FILINGS
Neutral Tandem Inc, FILINGS
NEVADA AGENCY & TRUST CO /TA, FILINGS
NEVADA GEOTHERMAL POWER INC, FILINGS
NEVADA GOLD & CASINOS INC, FILINGS
Nevada Gold Holdings, Inc., FILINGS
Nevada Processing Solutions, FILINGS
NEVADA SPEEDWAY LLC, FILINGS
Nevels James E, FILINGS
Nevsky Capital LLP, FILINGS
New Alberto-Culver LLC, FILINGS
NEW ALTERNATIVES FUND INC, FILINGS
NEW AMERICA HIGH INCOME FUND INC, FILINGS
NEW ATLANTIC VENTURE FUND III L P, FILINGS
New Bakery Co. of Ohio, Inc., FILINGS
New Campaign, Inc., FILINGS
New Canada Holdings, Inc., FILINGS
NEW CENTURY CAPITAL PARTNERS L P, FILINGS
NEW CENTURY COMPANIES INC, FILINGS
New Century Energy Corp., FILINGS
NEW CENTURY FINANCIAL CORP, FILINGS
New Concept Energy, Inc., FILINGS
New Dragon (No. 12) Investments LTD, FILINGS
NEW DRAGON ASIA CORP, FILINGS
NEW DRAGON ASIA FOOD LTD, FILINGS
NEW ECONOMY FUND, FILINGS
NEW ENERGY TECHNOLOGIES, INC., FILINGS
New England Bancshares, Inc., FILINGS
NEW ENGLAND REALTY ASSOCIATES LIMITED PARTNERSHIP, FILINGS
NEW ENTERPRISE ASSOCIATES 10 L P, FILINGS
NEW ENTERPRISE ASSOCIATES 11 LP, FILINGS
NEW ENTERPRISE ASSOCIATES 13 LP, FILINGS
NEW FRONTIER ENERGY INC, FILINGS
NEW FRONTIER MEDIA INC, FILINGS
New Generation Biofuels Holdings, Inc, FILINGS
NEW GERMANY FUND INC, FILINGS
New Gold Inc. /FI, FILINGS
New Good Management LTD, FILINGS
New Hampshire Motor Speedway, Inc., FILINGS
NEW HAMPSHIRE THRIFT BANCSHARES INC, FILINGS
New Holding, Inc., FILINGS
NEW HORIZONS WORLDWIDE INC, FILINGS
NEW IMAGE CONCEPTS, INC, FILINGS
NEW JERSEY MINING CO, FILINGS
NEW JERSEY RESOURCES CORP, FILINGS
New Mexico Pharmaceutical Services, LLC, FILINGS
NEW MILLENNIUM FUNDAMENTAL HEDGED EQUITY LP, FILINGS
NEW MILLENNIUM FUNDAMENTAL HEDGED EQUITY QP LP, FILINGS
NEW MOTION, INC., FILINGS
New Mountain Investments II, LLC, FILINGS
NEW MOUNTAIN VANTAGE, L.P., FILINGS
New Oriental Education & Technology Group Inc., FILINGS
NEW PARADIGM FUND L P, FILINGS
NEW PEOPLES BANKSHARES INC, FILINGS
NEW PERSPECTIVE FUND INC, FILINGS
New Port Richey Hospital, Inc., FILINGS
NEW RELIC INC, FILINGS
New Research Group, Inc., FILINGS
NEW RIVER FUNDS, FILINGS
New RMR Asia Pacific Real Estate Fund, FILINGS
NEW ROSE HOLDING COMPANY, INC., FILINGS
NEW SALEM INVESTMENT CAPITAL LLC, FILINGS
NEW SOUTH CAPITAL MANAGEMENT INC, FILINGS
NEW SOUTH WALES TREASURY CORP, FILINGS
New Star Institutional Managers LTD, FILINGS
New Taohuayuan Culture Tourism Co., Ltd., FILINGS
New Vines Capital LP, FILINGS
New Visions Powerline Communications, Inc., FILINGS
NEW WORLD FUND INC, FILINGS
New World Opportunity Partners I, L.P., FILINGS
New World Opportunity Partners I, LLC, FILINGS
New York & Company, Inc., FILINGS
NEW YORK COMMUNITY BANCORP INC, FILINGS
NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I, FILINGS
NEW YORK LIFE INSURANCE & ANNUITY CORP, FILINGS
NEW YORK LIFE INSURANCE & ANNUITY CORP, FILINGS
NEW YORK LIFE INSURANCE CO, FILINGS
NEW YORK LIFE INVESTMENT MANAGEMENT LLC, FILINGS
NEW YORK MORTGAGE TRUST INC, FILINGS
NEW YORK MUNICIPAL TRUST SERIES 1, FILINGS
NEW YORK STOCK EXCHANGE INC, FILINGS
NEW YORK TIMES CO, FILINGS
NEWALLIANCE BANCSHARES INC, FILINGS
NewAlliance Bancshares, Inc. Employee Stock Ownership Plan, FILINGS
NEWARK GROUP, INC, FILINGS
NEWBERRY THOMAS L, FILINGS
NEWBOND SHIPPING CO LTD, FILINGS
NEWBRIDGE BANCORP, FILINGS
Newbrook Capital Advisors LP, FILINGS
NEWCASTLE CAPITAL GROUP LLC, FILINGS
NEWCASTLE CAPITAL MANAGEMENT LP, FILINGS
Newcastle Focus Fund II LP, FILINGS
NEWCASTLE INVESTMENT CORP, FILINGS
NEWCASTLE PARTNERS L P, FILINGS
NEWCASTLE RESOURCES LTD., FILINGS
NEWCASTLE SPECIAL OPPORTUNITY FUND I, L.P., FILINGS
NEWCASTLE SPECIAL OPPORTUNITY FUND II, L.P., FILINGS
NewcoGen Elan LLC, FILINGS
NEWCOGEN EQUITY INVESTORS LLC, FILINGS
NEWCOGEN GROUP LLC, FILINGS
NewcoGen Group, Inc., FILINGS
NewcoGen Long Reign Holding LLC, FILINGS
NewcoGen PE LLC, FILINGS
NEWDEA INC, FILINGS
NEWEGG INC, FILINGS
NEWELL HENRY C, FILINGS
NEWELL ROGER, FILINGS
NEWELL RUBBERMAID INC, FILINGS
NewEra Technology Development Co., LTD, FILINGS
NEWFIELD EXPLORATION CO /DE/, FILINGS
NewFund RE 3, LP, FILINGS
NEWFUND RE2 LP, FILINGS
Newgrange Strategic Value Fund LP, FILINGS
NEWLAND CAPITAL MANAGEMENT, LLC, FILINGS
Newland Fund LP, FILINGS
NEWLIN WILLIAM R, FILINGS
NEWLINK GENETICS CORP, FILINGS
Newman Michael, FILINGS
NEWMAN REGINALD B II, FILINGS
NEWMAN RICHARD G, FILINGS
NEWMARKET CORP, FILINGS
NewMarket Technology Inc, FILINGS
NEWMONT MINING CORP /DE/, FILINGS
NEWMONT USA LTD, FILINGS
NEWPARK RESOURCES INC, FILINGS
Newport Asia Advisors Fund L P, FILINGS
Newport Asia Growth & Income Fund LP, FILINGS
Newport Asia Institutional Fund L P, FILINGS
Newport Asia Japan Fund, LP, FILINGS
Newport Bancorp Inc, FILINGS
NEWPORT CORP, FILINGS
NEWPORT CROWN LLC, FILINGS
NEWS CORP, FILINGS
NEWSOUTH SPECIAL EQUITIES L P, FILINGS
NEWSOUTH SPECIAL INCOME L P, FILINGS
NewStar Financial, Inc., FILINGS
NewTech Enterprise Management, Inc., FILINGS
NEWTON WILLIAM, FILINGS
NexCen Brands, Inc., FILINGS
NEXEN INC, FILINGS
NEXGEN BIOFUELS LTD, FILINGS
NexGen Steel, Inc., FILINGS
NEXITY FINANCIAL CORP, FILINGS
NEXSAN CORP, FILINGS
NEXSTAR BROADCASTING GROUP INC, FILINGS
Nexstar Developing Opportunities Fund L P, FILINGS
Nexstar Emerging Markets Opportunity Fund, LP, FILINGS
Next 1 Interactive, Inc., FILINGS
NEXT CENTURY GROWTH INVESTORS LLC, FILINGS
NEXT FUEL, INC., FILINGS
NEXT GENERATION FILTRATION SYSTEMS LP, FILINGS
NEXT INC/TN, FILINGS
NextBio, FILINGS
NextMart Inc., FILINGS
NEXTREME THERMAL SOLUTIONS INC, FILINGS
NextStep Defined Contribution, Inc., FILINGS
NextWave Wireless Inc., FILINGS
Nexus-Maxcom Holdings I, LLC, FILINGS
Nexxnow, Inc., FILINGS
Nexxus Lighting, Inc., FILINGS
NF Energy Saving CORP of America, FILINGS
nFinanSe Inc., FILINGS
NFJ DIVIDEND, INTEREST & PREMIUM STRATEGY FUND, FILINGS
NFJ INVESTMENT GROUP LLC, FILINGS
NG TEE KHIANG, FILINGS
NGA Holdco, LLC, FILINGS
NGAS Resources Inc, FILINGS
NGM BIOPHARMACEUTICALS INC, FILINGS
NGP Capital Resources Co, FILINGS
nHealth Holding Corp, FILINGS
NHW AUBURN LLC, FILINGS
Nia Mehran, FILINGS
NIC INC, FILINGS
NICE SYSTEMS LTD, FILINGS
NICHOL GEOFFREY, FILINGS
NICHOLAS APPLEGATE CAPITAL MANAGEMENT, FILINGS
NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND, FILINGS
NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND II, FILINGS
NICHOLAS APPLEGATE FUND INC, FILINGS
Nicholas Applegate Global Equity & Convertible Income Fund, FILINGS
NICHOLAS CO INC /WI, FILINGS
NICHOLAS COLOMBE M, FILINGS
NICHOLAS FINANCIAL INC, FILINGS
NICHOLAS FUND INC, FILINGS
NICHOLAS HENRY THOMPSON III, FILINGS
NICHOLAS HIGH INCOME FUND INC, FILINGS
NICHOLAS LTD EDITION INC, FILINGS
NICHOLAS PETER M, FILINGS
Nicholas-Applegate Equity & Convertible Income Fund, FILINGS
Nicholas-Applegate International & Premium Strategy Fund, FILINGS
NICHOLS DAVID L, FILINGS
NICHOLS HOLLI, FILINGS
NICHOLS J LARRY, FILINGS
Nichols James William, FILINGS
NICHOLS JESSE CLYDE III, FILINGS
NICHOLS STEVEN B, FILINGS
NICHOLSON JAMES S, FILINGS
NICHOLSON ROBERT K III, FILINGS
NICKEL CONTINUED IRREVOCABLE TRUST, FILINGS
Nickel Jeffrey D, FILINGS
Nickel Kenneth M, FILINGS
Nickelsen Eric J, FILINGS
NICKERSON RANDY S, FILINGS
NICKSON RICHARD, FILINGS
NICO CORP, FILINGS
Nicolaisen Donald T, FILINGS
NICOLETTI WILLIAM P, FILINGS
Nicolosi Anthony J, FILINGS
NICOR INC, FILINGS
NIDEC CORP, FILINGS
NIEBOER SCOTT, FILINGS
NIEHAUS ROBERT H, FILINGS
Nielsen Business Media Holding CO, FILINGS
Nielsen Business Media, Inc., FILINGS
Nielsen Co (US), LLC, FILINGS
Nielsen CO B.V., FILINGS
Nielsen Finance Co., FILINGS
Nielsen Finance LLC, FILINGS
Nielsen Government & Public Sector, Inc., FILINGS
Nielsen Hans Munk, FILINGS
Nielsen Holding & Finance B.V., FILINGS
Nielsen Holdings, L.L.C., FILINGS
Nielsen IAG, Inc., FILINGS
Nielsen Leasing CORP, FILINGS
Nielsen Mobile, LLC, FILINGS
Nielsen National Research Group, Inc., FILINGS
NIERENBERG INVESTMENT MANAGEMENT CO, FILINGS
NightHawk Radiology Holdings Inc, FILINGS
Nightingale Timothy P, FILINGS
NightWatch Capital Management, LLC, FILINGS
NII HOLDINGS INC, FILINGS
NIKE INC, FILINGS
NIKKEL JOHN G, FILINGS
NIKOLAUS DONALD H, FILINGS
Nilam Resources Inc., FILINGS
Nile Therapeutics, Inc., FILINGS
Nilsson Michael J, FILINGS
NILSSON SVEN CHRISTER, FILINGS
NIMBLEFISH TECHNOLOGIES INC, FILINGS
Nimbus Weather Fund LP, FILINGS
Nimbus Weather Fund Ltd, FILINGS
NINE RIVERS CAPITAL LTD, FILINGS
NINETOWNS INTERNET TECHNOLOGY GROUP CO LTD, FILINGS
NIPPON LIFE INSURANCE CO, FILINGS
Nippon Renewal Partners LP, FILINGS
Nippon Renewal Partners Ltd, FILINGS
Nippon Residential Investment Corp, FILINGS
NIPPON TELEGRAPH & TELEPHONE CORP, FILINGS
NISOURCE INC, FILINGS
NISOURCE INC/DE, FILINGS
Nisswa Acquisition Fund LP, FILINGS
NISSWA ACQUISITION FUND LTD, FILINGS
Nisswa Energy Partners L.P., FILINGS
NISSWA FIXED INCOME FUND LP, FILINGS
NISSWA FIXED INCOME FUND LTD, FILINGS
NISSWA FUND LP, FILINGS
NISSWA FUND LTD, FILINGS
Nistica Inc, FILINGS
NISWONGER SCOTT M, FILINGS
NITHYANANDA INVESTMENT FUND I LP, FILINGS
NITRO PETROLEUM INC., FILINGS
NITROMED INC, FILINGS
NIVS IntelliMedia Technology Group, Inc., FILINGS
Nixon Peter G, FILINGS
NLI INTERNATIONAL INC, FILINGS
NLIGHT PHOTONICS CORP, FILINGS
NMR Investing I, Inc., FILINGS
NMR Licensing Associates, L.P., FILINGS
NMS SERVICES CAYMAN INC, FILINGS
NMT MEDICAL INC, FILINGS
NN INC, FILINGS
NO DEBT REAL ESTATE INVESTMENT FUND III LLC, FILINGS
No Show, Inc., FILINGS
NOAH EDUCATION HOLDINGS LTD., FILINGS
NOBEL LEARNING COMMUNITIES INC, FILINGS
NOBILITY HOMES INC, FILINGS
NOBLE CORP, FILINGS
NOBLE ENERGY INC, FILINGS
Noble Innovations Inc, FILINGS
NOBLE INTERNATIONAL, LTD., FILINGS
Noble James, FILINGS
Noble Partners, L. P., FILINGS
NOBLE ROMANS INC, FILINGS
NODAL EXCHANGE LLC, FILINGS
NODAL EXCHANGE, LLC, FILINGS
NOEL NOEL, LTD, FILINGS
Noell Robert Davis, FILINGS
NOFZIGER MYRL D, FILINGS
NOKIA CORP, FILINGS
NOKOMIS CAPITAL PARTNERS LP, FILINGS
Nolan Alissa N, FILINGS
Nolan Philip O, FILINGS
Nolden Dean J, FILINGS
NOLLENBERGER CAPITAL PARTNERS INC, FILINGS
NOMURA ASSET MANAGEMENT CO LTD, FILINGS
NOMURA HOLDINGS INC, FILINGS
NON INVASIVE MONITORING SYSTEMS INC /FL/, FILINGS
Non-US Equity Managers: Portfolio 1 Offshore LP, FILINGS
Non-US Equity Managers: Portfolio 2 Offshore L P, FILINGS
Non-US Equity Managers: Portfolio 3 LLC, FILINGS
Non-US Equity Managers: Portfolio 4 LLC, FILINGS
NON-US EQUITY MANAGERS: PORTFOLIO 4 OFFSHORE LP, FILINGS
Non-US Equity Managers: Portfolio 5 LLC, FILINGS
Non-US Equity Managers: Portfolio 5 Offshore LP, FILINGS
NONINVASIVE MEDICAL TECHNOLOGIES INC, FILINGS
Noon William Boyd, FILINGS
NOONAN JACK, FILINGS
Noonday Asset Management, L.P., FILINGS
Noonday Capital Partners, L.L.C., FILINGS
Noonday Capital, L.L.C., FILINGS
Noonday G.P. (U.S.), L.L.C., FILINGS
NOONE LAURA PALMER, FILINGS
Nor1 Inc, FILINGS
NorCal Community Bancorp, FILINGS
NorCap Opportunity LP, FILINGS
NORCRAFT COMPANIES LP, FILINGS
Norcraft Holdings, L.P., FILINGS
Nord Jane B, FILINGS
NORD RESOURCES CORP, FILINGS
NORDEA NORTH AMERICAN VALUE FUND, FILINGS
Nordic Alpha plc, FILINGS
Nordic Capital VI LTD, FILINGS
NORDIC INVESTMENT BANK, FILINGS
Nordic Telephone CO ApS, FILINGS
Nordic Windpower Ltd., FILINGS
Nordlicht Ira, FILINGS
Nordlicht Mark, FILINGS
NORDSON CORP, FILINGS
NORDSTROM BLAKE W, FILINGS
NORDSTROM BRUCE A, FILINGS
NORDSTROM ERIK B, FILINGS
NORDSTROM INC, FILINGS
Nordstrom James F JR, FILINGS
NORDSTROM PETER E, FILINGS
NORFOLK SOUTHERN CORP, FILINGS
Norges Bank, FILINGS
Norman John S, FILINGS
NORMILE ROBERT, FILINGS
Noront Resources Ltd., FILINGS
NORRINGTON LORRIE M, FILINGS
NORRIS CRAIG A, FILINGS
Norris Johnny F JR, FILINGS
NORSK HYDRO A S A, FILINGS
NORTEL NETWORKS CORP, FILINGS
NORTEL NETWORKS LTD, FILINGS
North & Webster Fund II, LP, FILINGS
NORTH & WEBSTER VALUE OPPORTUNITIES FUND L P, FILINGS
North American Energy Partners Inc., FILINGS
NORTH AMERICAN GALVANIZING & COATINGS INC, FILINGS
North American Insurance Leaders, Inc., FILINGS
NORTH AMERICAN MINERALS GROUP INC, FILINGS
NORTH AMERICAN PALLADIUM LTD, FILINGS
NORTH AMERICAN SCIENTIFIC INC, FILINGS
NORTH AMERICAN TECHNOLOGIES GROUP INC /TX/, FILINGS
North Asia Investment CORP, FILINGS
North Bar Fund LP, FILINGS
NORTH BAY CAPITAL FUND 1-A LP, FILINGS
NORTH BAY CAPITAL FUND LP, FILINGS
NORTH CAROLINA CAPITAL MANAGEMENT TRUST, FILINGS
North Carolina Pharmaceutical Services, LLC, FILINGS
NORTH CENTRAL BANCSHARES INC, FILINGS
North Florida Immediate Care Center, Inc., FILINGS
North Florida Regional Medical Center, Inc., FILINGS
North Horizon, Inc., FILINGS
North Jersey Community Bancorp, Inc., FILINGS
North Penn Bancorp Inc, FILINGS
North Penn Bank Employee Stock Ownership Plan, FILINGS
NORTH POINTE CAPITAL LLC, FILINGS
NORTH POINTE HOLDINGS CORP, FILINGS
NORTH RUN CAPITAL, L P, FILINGS
North Shore Acquisition Corp., FILINGS
North Sound Legacy Institutional Fund LLC, FILINGS
NORTH SOUND LEGACY INTERNATIONAL FUND LTD, FILINGS
North Star Investment Management Corp., FILINGS
North Star Opportunity Fund LP, FILINGS
NORTH STAR PARTNERS LP, FILINGS
NORTH STATE BANCORP, FILINGS
NORTH VALLEY BANCORP, FILINGS
NORTHAVEN MANAGEMENT INC/FA, FILINGS
Northbay Theatres, LLC, FILINGS
NORTHCUTT R BRUCE, FILINGS
Northeast Automotive Holdings, Inc., FILINGS
NORTHEAST BANCORP /ME/, FILINGS
NORTHEAST COMMUNITY BANCORP INC, FILINGS
NORTHEAST INDIANA BANCORP INC, FILINGS
NORTHEAST UTILITIES, FILINGS
NorthEnd Income Property Trust Inc., FILINGS
NORTHERN CALIFORNIA BANCORP INC, FILINGS
Northern Capital Resources Corp, FILINGS
NORTHERN DYNASTY MINERALS LTD, FILINGS
Northern Empire Energy Corp, FILINGS
Northern Explorations Ltd., FILINGS
NORTHERN FUNDS, FILINGS
Northern Lights Fund Trust, FILINGS
Northern Lights Variable Trust, FILINGS
NORTHERN OIL & GAS, INC., FILINGS
Northern Rivers Capital Management Inc., FILINGS
NORTHERN STATES FINANCIAL CORP /DE/, FILINGS
NORTHERN TECHNOLOGIES INTERNATIONAL CORP, FILINGS
NORTHERN TRUST CORP, FILINGS
NORTHERN TRUST INVESTMENTS NA, FILINGS
Northern Trust Multi-Advisor Funds - Series: Small Value Fun, FILINGS
NORTHERN TRUST MULTI-ADVISOR FUNDS -SERIES: INTERNATIONAL FU, FILINGS
NORTHERN TRUST MULTI-ADVISOR FUNDS -SERIES: MID VALUE FUND -, FILINGS
Northern Trust Multi-Advisor Funds- Series: High Yield Incom, FILINGS
NORTHERN TRUST MULTI-ADVISOR FUNDS- SERIES: INTERNATIONAL FU, FILINGS
NORTHERN TRUST MULTI-ADVISOR FUNDS- SERIES: INTERNATIONAL FU, FILINGS
Northern Trust Multi-Advisor Funds- Series: Large Growth Fun, FILINGS
Northern Trust Multi-Advisor Funds- Series: Large Value Fund, FILINGS
NORTHERN TRUST MULTI-ADVISOR FUNDS- SERIES: LARGE VALUE FUND, FILINGS
Northern Trust Multi-Advisor Funds- Series: Large/Mid Opport, FILINGS
NORTHERN TRUST MULTI-ADVISOR FUNDS- SERIES: LARGE/MID VALUE, FILINGS
NORTHERN TRUST MULTI-ADVISOR FUNDS- SERIES: MID GROWTH FUND-, FILINGS
NORTHERN TRUST MULTI-ADVISOR FUNDS- SERIES: SMALL GROWTH FUN, FILINGS
NORTHERN TRUST MULTI-ADVISOR FUNDS- SERIES: SMALL GROWTH FUN, FILINGS
Northern Trust Multi-Advisor Funds- Series: Small Value Fund, FILINGS
NORTHERN TRUST MULTI-ADVISOR FUNDS- SERIES:SMALL GROWTH FUND, FILINGS
NORTHERN TRUST MULTI-ADVISOR FUNDS-SERIES: GLOBAL EMERGING M, FILINGS
NORTHERN TRUST MULTI-ADVISOR FUNDS-SERIES: INTERNATIONAL FUN, FILINGS
NORTHERN TRUST MULTI-ADVISOR FUNDS-SERIES: MID GROWTH FUND-G, FILINGS
NORTHERN TRUST MULTI-ADVISOR FUNDS-SERIES: MID VALUE FUND-SA, FILINGS
Northern Utah Healthcare CORP, FILINGS
Northern Virginia Community Hospital, LLC, FILINGS
NORTHFORKE PARTNERS LP, FILINGS
Northgate Minerals CORP, FILINGS
NORTHLAKE MEDICAL CENTER, LLC, FILINGS
NORTHLAND CABLE PROPERTIES EIGHT LIMITED PARTNERSHIP, FILINGS
Northline & Dix-Toledo-Southgate, LLC, FILINGS
NORTHRIM BANCORP INC, FILINGS
NORTHROP GRUMMAN CORP /DE/, FILINGS
NORTHSHORE ASSET MANAGEMENT LLC, FILINGS
Northsight Capital, Inc., FILINGS
NorthStar Income Opportunity REIT I, Inc., FILINGS
Northstar Neuroscience, Inc., FILINGS
NorthStar Real Estate Income Trust, Inc., FILINGS
NORTHSTAR REALTY, FILINGS
NorthStar Realty Finance L P, FILINGS
NORTHWEST AIRLINES CORP, FILINGS
NORTHWEST BANCORP INC, FILINGS
NORTHWEST BANCORPORATION INC, FILINGS
Northwest Bancshares, Inc., FILINGS
NORTHWEST BIOTHERAPEUTICS INC, FILINGS
NORTHWEST CABLE NEWS, INC., FILINGS
NORTHWEST INDIANA BANCORP, FILINGS
NORTHWEST NATURAL GAS CO, FILINGS
NORTHWEST PIPE CO, FILINGS
NORTHWESTERN CORP, FILINGS
NORTHWESTERN MUTUAL LIFE INSURANCE CO, FILINGS
Norwest Venture Partners IX, LP, FILINGS
NORWEST VENTURE PARTNERS VIII LP, FILINGS
NORWOOD FINANCIAL CORP, FILINGS
NOSBUSCH KEITH D, FILINGS
NOSKI CHARLES H, FILINGS
NOTAMI HOSPITALS OF LOUISIANA INC, FILINGS
Notami Hospitals, LLC, FILINGS
NOTIFY TECHNOLOGY CORP, FILINGS
NOVA BIOSOURCE FUELS, INC., FILINGS
NOVA CHEMICALS CORP /NEW, FILINGS
NOVA ENERGY, INC., FILINGS
NOVA MEASURING INSTRUMENTS LTD, FILINGS
Nova Mining CORP, FILINGS
NovaBay Pharmaceuticals, Inc., FILINGS
NOVACEA INC, FILINGS
NOVACK KENNETH M, FILINGS
NOVADEL PHARMA INC, FILINGS
NOVAGEN SOLAR INC., FILINGS
NOVAGOLD RESOURCES INC, FILINGS
NOVAK DAVID C, FILINGS
Novak E Rogers JR, FILINGS
NOVAMED INC, FILINGS
NOVAMERICAN STEEL INC., FILINGS
NOVARTIS AG, FILINGS
NOVARTIS PHARMA AG, FILINGS
Novas Paul D, FILINGS
NOVASTAR FINANCIAL INC, FILINGS
NOVATEK LLC, FILINGS
NOVATEL WIRELESS INC, FILINGS
Novato Theatres, LLC, FILINGS
NOVAVAX INC, FILINGS
NOVE CAPITAL FUND LLC, FILINGS
Novelis AG, FILINGS
Novelis Aluminium Holding CO, FILINGS
Novelis Brand LLC, FILINGS
Novelis Cast House Technology, FILINGS
Novelis CORP, FILINGS
Novelis Deutschland GmbH, FILINGS
Novelis do Brasil Ltda., FILINGS
Novelis Europe Holdings Ltd., FILINGS
Novelis Inc., FILINGS
Novelis Luxembourg S.A., FILINGS
Novelis Madeira, Unipessoal, Lda, FILINGS
Novelis No. 1 Limited Partnership, FILINGS
Novelis P.A.E. SAS, FILINGS
Novelis PAE CORP, FILINGS
Novelis Services Ltd, FILINGS
Novelis South America Holdings LLC, FILINGS
Novelis Switzerland S.A., FILINGS
Novelis Technology AG, FILINGS
Novelis UK Ltd., FILINGS
NOVELL INC, FILINGS
NOVELLUS SYSTEMS INC, FILINGS
NOVELOS THERAPEUTICS, INC., FILINGS
NOVEM, FILINGS
NOVEN PHARMACEUTICALS INC, FILINGS
NOVIELLI MICHAEL A, FILINGS
NOVINT TECHNOLOGIES INC, FILINGS
Novo A/S, FILINGS
Novo Energies Corp, FILINGS
NOVO FUND LP, FILINGS
NOVO NORDISK A S, FILINGS
NOVOGEN LTD, FILINGS
NowAuto Group, Inc., FILINGS
NPC INTERNATIONAL INC, FILINGS
NPS PHARMACEUTICALS INC, FILINGS
NRDC Acquisition Corp., FILINGS
NRG ENERGY, INC., FILINGS
NRM INVESTMENT CO, FILINGS
NS Advisors, LLC, FILINGS
NS8 CORP, FILINGS
NT Alpha Strategies Fund, FILINGS
NT MEDIA CORP OF CALIFORNIA INC, FILINGS
NTELOS HOLDINGS CORP, FILINGS
NTHDEGREE TECHNOLOGIES WORLDWIDE INC, FILINGS
NTN BUZZTIME INC, FILINGS
NTR Acquisition Co., FILINGS
NTS MORTGAGE INCOME FUND, FILINGS
NTS REALTY HOLDINGS LP, FILINGS
NTV, INC., FILINGS
NU HORIZONS ELECTRONICS CORP, FILINGS
NU SKIN ENTERPRISES INC, FILINGS
Nuance Communications, Inc., FILINGS
Nuclea Biotechnologies, LLC, FILINGS
NUCLEAR SOLUTIONS INC, FILINGS
NUCO2 INC /FL, FILINGS
NUCOR CORP, FILINGS
Nuevo Financial Center, Inc., FILINGS
NUGENT CHARLES J, FILINGS
Nugent Engine Technologies Inc., FILINGS
Nugget Resources Inc., FILINGS
NUMBEER, INC., FILINGS
NUMEREX CORP /PA/, FILINGS
NUMIRA BIOSCIENCES INC, FILINGS
NUNN SAMUEL A, FILINGS
NURX PHARMACEUTICALS, INC., FILINGS
NUSSDORF GLENN H, FILINGS
NUSSRALLAH STEVE, FILINGS
NuStar Energy L.P., FILINGS
NuStar GP Holdings, LLC, FILINGS
NUTRA PHARMA CORP, FILINGS
NUTRACEA, FILINGS
NUTRACEUTICAL INTERNATIONAL CORP, FILINGS
NUTRI SYSTEM INC /DE/, FILINGS
NutriFusion LLC, FILINGS
NUTRITION 21 INC, FILINGS
NUVASIVE INC, FILINGS
NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND, FILINGS
NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND 2, FILINGS
NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND 3, FILINGS
NUVEEN ARIZONA PREMIUM INCOME MUNICIPAL FUND INC, FILINGS
Nuveen Asset Management, FILINGS
Nuveen Asset Management Inc., FILINGS
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND, FILINGS
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2, FILINGS
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 3, FILINGS
NUVEEN CALIFORNIA INVESTMENT QUALITY MUNICIPAL FUND INC, FILINGS
NUVEEN CALIFORNIA MUNICIPAL MARKET OPPORTUNITY FUND INC, FILINGS
Nuveen California Municipal Value Fund 2, FILINGS
NUVEEN CALIFORNIA MUNICIPAL VALUE FUND INC, FILINGS
NUVEEN CALIFORNIA PERFORMANCE PLUS MUNICIPAL FUND INC, FILINGS
NUVEEN CALIFORNIA PREMIUM INCOME MUNICIPAL FUND, FILINGS
NUVEEN CALIFORNIA QUALITY INCOME MUNICIPAL FUND INC, FILINGS
NUVEEN CALIFORNIA SELECT QUALITY MUNICIPAL FUND INC, FILINGS
NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO, FILINGS
Nuveen Commodities Income & Growth Fund, FILINGS
Nuveen Commodities Income & Growth Master Fund LLC, FILINGS
NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND, FILINGS
NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 2, FILINGS
NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 3, FILINGS
NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND, FILINGS
Nuveen Core Equity Alpha Fund, FILINGS
NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND, FILINGS
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND, FILINGS
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 2, FILINGS
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3, FILINGS
Nuveen Enhanced Municipal Value Fund, FILINGS
Nuveen Equity Premium & Growth Fund, FILINGS
Nuveen Equity Premium Advantage Fund, FILINGS
Nuveen Equity Premium Income Fund, FILINGS
Nuveen Equity Premium Opportunity Fund, FILINGS
NUVEEN FLOATING RATE INCOME FUND, FILINGS
Nuveen Floating Rate Income Opportunity Fund, FILINGS
NUVEEN FLORIDA INVESTMENT QUALITY MUNICIPAL FUND, FILINGS
NUVEEN FLORIDA QUALITY INCOME MUNICIPAL FUND, FILINGS
NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND, FILINGS
NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2, FILINGS
NUVEEN GEORGIA PREMIUM INCOME MUNICIPAL FUND, FILINGS
Nuveen Global Government Enhanced Income Fund, FILINGS
Nuveen Global Value Opportunities Fund, FILINGS
Nuveen HydePark Group, LLC, FILINGS
NUVEEN INSURED CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND, FILINGS
NUVEEN INSURED CALIFORNIA PREMIUM INCOME MUNICIPAL FUND 2 IN, FILINGS
NUVEEN INSURED CALIFORNIA PREMIUM INCOME MUNICIPAL FUND INC, FILINGS
NUVEEN INSURED CALIFORNIA TAX FREE ADVANTAGE MUNICIPAL FUND, FILINGS
NUVEEN INSURED DIVIDEND ADVANTAGE MUNICIPAL FUND, FILINGS
NUVEEN INSURED FLORIDA PREMIUM INCOME MUNICIPAL FUND, FILINGS
NUVEEN INSURED FLORIDA TAX FREE ADVANTAGE MUNICIPAL FUND, FILINGS
NUVEEN INSURED MASSACHUSET TAX FREE ADVANTAGE MUNICIPAL FUND, FILINGS
NUVEEN INSURED MUNICIPAL OPPORTUNITY FUND INC, FILINGS
NUVEEN INSURED NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND, FILINGS
NUVEEN INSURED NEW YORK PREMIUM INCOME MUNICIPAL FUND INC, FILINGS
NUVEEN INSURED NEW YORK TAX FREE ADVANTAGE MUNICIPAL FUND, FILINGS
NUVEEN INSURED PREMIUM INCOME MUNICIPAL FUND 2, FILINGS
NUVEEN INSURED QUALITY MUNICIPAL FUND INC, FILINGS
NUVEEN INSURED TAX FREE ADVANTAGE MUNICIPAL FUND, FILINGS
NUVEEN INVESTMENT QUALITY MUNICIPAL FUND INC, FILINGS
Nuveen Investment Solutions, Inc., FILINGS
NUVEEN INVESTMENT TRUST II, FILINGS
NUVEEN INVESTMENT TRUST III, FILINGS
Nuveen Investments Advisers Inc., FILINGS
Nuveen Investments Holdings, Inc., FILINGS
NUVEEN INVESTMENTS INC, FILINGS
Nuveen Investments Institutional Services Group LLC, FILINGS
Nuveen Investments, LLC, FILINGS
NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND, FILINGS
NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 2, FILINGS
NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 3, FILINGS
NUVEEN MARYLAND PREMIUM INCOME MUNICIPAL FUND, FILINGS
NUVEEN MICHIGAN DIVIDEND ADVANTAGE MUNICIPAL FUND, FILINGS
NUVEEN MICHIGAN PREMIUM INCOME MUNICIPAL FUND INC, FILINGS
NUVEEN MISSOURI PREMIUM INCOME MUNICIPAL FUND, FILINGS
Nuveen Mortgage Opportunity Term Fund, FILINGS
Nuveen Multi-Currency Short-Term Government Income Fund, FILINGS
Nuveen Multi-Strategy Income & Growth Fund, FILINGS
Nuveen Multi-Strategy Income & Growth Fund 2, FILINGS
NUVEEN MUNICIPAL ADVANTAGE FUND INC, FILINGS
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, FILINGS
Nuveen Municipal High Income Opportunity Fund 2, FILINGS
NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND INC, FILINGS
Nuveen Municipal Value Fund 2, FILINGS
NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND 2, FILINGS
Nuveen New Jersey Municipal Value Fund, FILINGS
NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND, FILINGS
NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2, FILINGS
NUVEEN NEW YORK INVESTMENT QUALITY MUNICIPAL FUND INC, FILINGS
Nuveen New York Municipal Value Fund 2, FILINGS
NUVEEN NEW YORK MUNICIPAL VALUE FUND INC, FILINGS
NUVEEN NEW YORK PERFORMANCE PLUS MUNICIPAL FUND INC, FILINGS
NUVEEN NEW YORK QUALITY INCOME MUNICIPAL FUND INC, FILINGS
NUVEEN NEW YORK SELECT QUALITY MUNICIPAL FUND INC, FILINGS
NUVEEN NORTH CAROLINA DIVIDEND ADVANTAGE MUNICIPAL FUND 3, FILINGS
NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND, FILINGS
NUVEEN OHIO QUALITY INCOME MUNICIPAL FUND INC, FILINGS
NUVEEN PENNSYLVANIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2, FILINGS
NUVEEN PENNSYLVANIA DIVIDEND ADVANTAGE MUNICIPAL FUND, FILINGS
NUVEEN PENNSYLVANIA INVESTMENT QUALITY MUNICIPAL FUND INC, FILINGS
Nuveen Pennsylvania Municipal Value Fund, FILINGS
NUVEEN PENNSYLVANIA PREMIUM INCOME MUNICIPAL FUND 2, FILINGS
NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC, FILINGS
NUVEEN PREMIER INSURED MUNICIPAL INCOME FUND INC, FILINGS
NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC, FILINGS
NUVEEN PREMIUM INCOME MUNICIPAL FUND 4 INC, FILINGS
NUVEEN PREMIUM INCOME MUNICIPAL FUND INC, FILINGS
NUVEEN QUALITY INCOME MUNICIPAL FUND INC, FILINGS
NUVEEN QUALITY PREFERRED INCOME FUND, FILINGS
NUVEEN QUALITY PREFERRED INCOME FUND 2, FILINGS
NUVEEN QUALITY PREFERRED INCOME FUND 3, FILINGS
NUVEEN REAL ESTATE INCOME FUND, FILINGS
NUVEEN SELECT QUALITY MUNICIPAL FUND INC, FILINGS
NUVEEN SELECT TAX FREE INCOME PORTFOLIO 2, FILINGS
NUVEEN SENIOR INCOME FUND, FILINGS
NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND, FILINGS
Nuveen Tax-Advantaged Dividend Growth Fund, FILINGS
Nuveen Tax-Advantaged Floating Rate Fund, FILINGS
NUVEEN TEXAS QUALITY INCOME MUNICIPAL FUND, FILINGS
NUVEEN VIRGINIA DIVIDEND ADVANTAGE MUNICIPAL FUND, FILINGS
NUVEEN VIRGINIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2, FILINGS
NUVEEN VIRGINIA PREMIUM INCOME MUNICIPAL FUND, FILINGS
NUVENTIX INC, FILINGS
NUVETA, INC., FILINGS
NUVILEX, INC., FILINGS
NUWAVE OFFSHORE FUND LTD, FILINGS
NV ENERGY, INC., FILINGS
NV North American Opportunity Fund, FILINGS
NVE CORP, FILINGS
NVE CORP /NEW/, FILINGS
NVIDIA CORP, FILINGS
NVR INC, FILINGS
NWP Acquisition Group LLC, FILINGS
NWQ Concentrated Fund LP, FILINGS
NWQ Concentrated Fund LTD, FILINGS
NWQ ENERGY CROSSOVER FUND LP, FILINGS
NWQ ENERGY CROSSOVER FUND LTD, FILINGS
NWQ Holdings, LLC, FILINGS
NWQ INVESTMENT MANAGEMENT CO LLC, FILINGS
NxStage Medical, Inc., FILINGS
NXT Energy Solutions Inc., FILINGS
NXT Nutritionals Holdings, Inc., FILINGS
NYACK THEATRE LLC, FILINGS
NYE DANIELLE EASLY, FILINGS
NYER MEDICAL GROUP INC, FILINGS
Nyes Ledge Capital Horizon Fund Ltd, FILINGS
NYES LEDGE CAPITAL OFFSHORE FUND LTD, FILINGS
NYES LEDGE CAPITAL PARTNERS LP, FILINGS
NYFIX INC, FILINGS
NYL TRUST CO, FILINGS
NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III, FILINGS
NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV, FILINGS
NYLIM Institutional Floating Rate Fund LP, FILINGS
NYMAGIC INC, FILINGS
NYMOX PHARMACEUTICAL CORP, FILINGS
Nyquist Laura K, FILINGS
NYSE Amex, FILINGS
NYSE ARCA, INC., FILINGS
NYSE Euronext, FILINGS
NZC GUGGENHEIM FUND LLC, FILINGS
NZC GUGGENHEIM FUND LTD, FILINGS