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2009 SELECTIONS Screen Criteria Annual Filings Quarterly Filings Proxy Statements Securities Registrations Prospectuses Amendments/Restatements Non-Timely Notices Mutual Funds MF Proxy Votes MF Portfolio Holdings Mergers and Acquisitions This survey catalogs companies with instances of filings during the indicated time period. Institutional Risk Analytics develops advanced business case relevant filters that can screen through the entire catalog of SEC filings as well as cross-test these items with other reference databases and computed measures. | Amendments and Restatements Catalog for 2009 by first letter of company name A, B, C, D, E, F, G, H, I, J, K, L, M, N, O, P, Q, R, S, T, U, V, W, X, Y, Z, Other B C CAPITAL INVESTORS LLC, FILINGS B I ISLE PARTNERSHIP LP, FILINGS B PLUS H OCEAN CARRIERS LTD, FILINGS B&D Food Corp., FILINGS B&G Foods, Inc., FILINGS B&W Equities, LLC, FILINGS B.B. Funds, FILINGS B2 HEALTH, INC., FILINGS BA Credit Card Trust, FILINGS BA Master Credit Card Trust II, FILINGS BA SOMETROS MARKET NEUTRAL FUND L.P., FILINGS BA SOMETROS MARKET NEUTRAL FUND LTD., FILINGS Baalmann Richard Fenton JR, FILINGS BABB HENRY C, FILINGS BABBLE MEDIA INC, FILINGS Babcock & Brown Air LTD, FILINGS Babcock & Brown JET-i Co., Ltd., FILINGS Babson Capital High Yield LLC, FILINGS BABSON CAPITAL MANAGEMENT LLC, FILINGS Babu Yarlagadda S, FILINGS Baby Fox International, Inc., FILINGS Bachini John P Jr., FILINGS BACHMANN RICHARD A, FILINGS BACK 40 CAPITAL LP, FILINGS BADAVAS ROBERT P, FILINGS Bader Bret I., FILINGS BADGER METER INC, FILINGS BADGLEY PHELPS & BELL INC, FILINGS BAETA CORP, FILINGS BAFFIN SHIPPING CO., INC., FILINGS BAGERDJIAN HAIG S, FILINGS Bahcall Safi R, FILINGS Bahr Michael D, FILINGS Bahrain International Bank (E.C.), FILINGS Baidu, Inc., FILINGS BAILARD EMERGING LIFE SCIENCES FUND I, L.P., FILINGS BAILARD LONG/SHORT ACCREDITED INVESTOR FUND LP, FILINGS BAILARD LONG/SHORT OFFSHORE FUND, LTD, FILINGS BAILARD LONG/SHORT ONSHORE FUND, LP, FILINGS BAILARD REAL ESTATE INVESTMENT TRUST I, INC, FILINGS Bailard Real Estate Investment Trust II Inc, FILINGS Bailey Adriene, FILINGS Bailey Gregory, FILINGS Bailey John H, FILINGS BAILEY RALPH E, FILINGS Bailey Robert C, FILINGS BAILEY ROBERT V, FILINGS Bailey's Girlfriend, L.P., FILINGS BAILLIE GIFFORD & CO, FILINGS BAILLY R JEFFREY, FILINGS BAILY MARTIN N, FILINGS BAIN CAPITAL FUND VI LP, FILINGS BAIN CAPITAL FUND VII LLC, FILINGS Bain Capital Integral Investors II, L.P., FILINGS Bain Capital Integral Investors, LLC, FILINGS BAIN CAPITAL VENTURE FUND 2005, L.P., FILINGS Bain Capital Venture Fund 2007, L.P., FILINGS Baine J Stephen, FILINGS BAIR JOHN D, FILINGS Baird Capital Partners Asia I Ltd Partnership, FILINGS BAIRD CAPITAL PARTNERS V LP, FILINGS BAIRD ROBERT W & CO INC /WI/, FILINGS BAJA INVESTMENT PARTNERS LLC, FILINGS BAKBONE SOFTWARE INC, FILINGS BAKER ANDREW H, FILINGS BAKER BOYER NATIONAL BANK, FILINGS Baker Brothers Life Sciences Capital (GP), LLC, FILINGS BAKER CARL JR, FILINGS BAKER FELIX, FILINGS BAKER HUGHES INC, FILINGS Baker James V., FILINGS Baker Joffre, FILINGS BAKER JULIAN, FILINGS BAKER MICHAEL CORP, FILINGS BAKER ROBERT JAYMES, FILINGS BAKER TIMOTHY W, FILINGS BAKER WARREN J, FILINGS BAKER WILLIAM C, FILINGS BAKERS FOOTWEAR GROUP INC, FILINGS Bakhu Holdings, Corp., FILINGS BALAKRISHNAN BALU, FILINGS BALANCED SERIES, a series of The Frontier Fund, FILINGS BALANCING BEAR FUND LP, FILINGS BALBIRNIE BRIAN R, FILINGS BALCH HILL CAPITAL LLC, FILINGS BALCHEM CORP, FILINGS Baldiswieler Charles W, FILINGS BALDOR ELECTRIC CO, FILINGS Balduino Michael J, FILINGS BALDWIN & LYONS INC, FILINGS BALDWIN H FURLONG, FILINGS Baldwin Joseph Gerard, FILINGS BALDWIN TECHNOLOGY CO INC, FILINGS BALEDGE LES R, FILINGS Balentine Robert M, FILINGS Balentine U.S. Small Cap Equity Fund Select,L.P., FILINGS BALESTRA CAPITAL PARTNERS LP, FILINGS BALL CORP, FILINGS BALLANTYNE OF OMAHA INC, FILINGS BALLANTYNE STRONG, INC., FILINGS BALLARD CLAUDE M, FILINGS BALLARD GEORGE M, FILINGS Ballard Power Systems Inc., FILINGS Ballast Point Ventures EF II, L.P., FILINGS BALLAST POINT VENTURES II LP, FILINGS BALLOU ERNEST D, FILINGS BALLY TECHNOLOGIES, INC., FILINGS BALQON CORP., FILINGS BALSILLIE JAMES L, FILINGS BALTIA AIR LINES INC, FILINGS Baltic Trading Ltd, FILINGS BALTIMORE CAPITAL MANAGEMENT, INC, FILINGS Baltimore Thomas J Jr, FILINGS BALYASNY ASSET MANAGEMENT LLC, FILINGS BAM Capital, LLC, FILINGS BAM INVESTMENTS CORP., FILINGS BAM Opportunity Fund, L.P., FILINGS BAMBACH RICHARD JR, FILINGS BAMCO INC /NY/, FILINGS BANC FUNDS CO LLC, FILINGS Banc of America Commercial Mortgage Inc., Series 2008-LS1, FILINGS Banc of America Funding 2008-R3 Trust, FILINGS BANC OF AMERICA FUNDING CORP, FILINGS Banc of America Investment Advisors, Inc., FILINGS BANC OF AMERICA INVESTMENT SERVICES INC, FILINGS BANC OF AMERICA SECURITIES LLC, FILINGS Bancino Randy Scott, FILINGS BANCINSURANCE CORP, FILINGS BANCO BILBAO VIZCAYA ARGENTARIA, S.A., FILINGS BANCO DO BRASIL S.A., FILINGS BANCO NACIONAL DE MEXICO SA, FILINGS BANCO POPULAR DE PUERTO RICO/TA, FILINGS Banco Santander (Brasil) S.A., FILINGS Banco Santander, S.A., FILINGS BANCOLOMBIA SA, FILINGS Bancorp of New Jersey, Inc., FILINGS BANCORP RHODE ISLAND INC, FILINGS Bancorp, Inc., FILINGS BANCORPSOUTH INC, FILINGS BANCROFT FUND LTD, FILINGS Bancroft Uranium, Inc., FILINGS BANCTEC INC, FILINGS BANCTRUST FINANCIAL GROUP INC, FILINGS BancWare LLC, FILINGS Bandera Partners LLC, FILINGS BANK BRADESCO, FILINGS BANK JOS A CLOTHIERS INC /DE/, FILINGS Bank of America Capital Advisors LLC, FILINGS BANK OF AMERICA CORP /DE/, FILINGS Bank of Commerce Holdings, FILINGS BANK OF FLORIDA CORP, FILINGS BANK OF GRANITE CORP, FILINGS BANK OF HAWAII CORP, FILINGS BANK OF KENTUCKY FINANCIAL CORP, FILINGS Bank of Marin Bancorp, FILINGS BANK OF NEW YORK / ADR DIVISION, FILINGS Bank of New York Mellon CORP, FILINGS Bank of New York Mellon Trust Co. NA, FILINGS BANK OF NOVA SCOTIA /, FILINGS BANK OF OKLAHOMA NATIONAL ASSOCIATION /, FILINGS BANK OF SOUTH CAROLINA CORP, FILINGS Bank of the Carolinas CORP, FILINGS BANK OF THE OZARKS INC, FILINGS BANK OF TOKYO - MITSUBISHI UFJ, LTD, FILINGS Bank Services of Virginia, Inc., FILINGS BANKATLANTIC BANCORP INC, FILINGS BANKERS STORE INC, FILINGS BankFinancial CORP, FILINGS BankFinancial FSB Employee Stock Ownership Plan Trust, FILINGS BANKRATE INC, FILINGS BANKS PETER M, FILINGS Banks.com, Inc., FILINGS BANKUNITED FINANCIAL CORP, FILINGS BANNER CORP, FILINGS BANNER LIFE VARIABLE ACCOUNT, FILINGS BANNER LIFE VARIABLE ANNUITY ACCOUNT, FILINGS BANNER LIFE VARIABLE ANNUITY ACCOUNT B, FILINGS BANOWSKY WILLIAM S JR, FILINGS BANQUE CARNEGIE LUXEMBOURGH S A, FILINGS Banque de Financement et de Tresorerie, FILINGS BANRO CORP, FILINGS BANU JOHN E, FILINGS Banyan Energy Inc, FILINGS Baoshinn Corp, FILINGS BAR HARBOR BANKSHARES, FILINGS Baradaran Sharyar, FILINGS BARAI CAPITAL FUND LP, FILINGS BARAI CAPITAL MASTER FUND LTD, FILINGS BARAKETT AMERICA FUND L P, FILINGS Barakett International Fund Ltd, FILINGS BARANDIARAN WALTER, FILINGS BARBA J BRENDAN, FILINGS BARBA LEE K, FILINGS BARBEE DEXTER R SR, FILINGS BARBER CECIL H, FILINGS BARBER DONALD R, FILINGS BARBIER REMI, FILINGS BARBIERI DONALD K, FILINGS BARCLAY WILLIAM E, FILINGS BARCLAYS BANK PLC /ENG/, FILINGS BARCLAYS GLOBAL FUND ADVISORS, FILINGS BARCLAYS GLOBAL INVESTORS FUNDS, FILINGS BARCLAYS GLOBAL INVESTORS NA /CA/, FILINGS BARCLAYS GLOBAL INVESTORS UK HOLDINGS LTD, FILINGS BARCLAYS PLC, FILINGS BARCLAYS WEALTH ADVISOR SER-INTERNATIONAL VALUE EQUITY LTD, FILINGS BARCLAYS WEALTH ADVISOR SERIES - GLOBAL EQUITY LP, FILINGS Barclays Wealth ADVISOR SERIES - GLOBAL EQUITY LTD, FILINGS BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL CORE EQUITY L, FILINGS BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL CORE EQUITY L, FILINGS BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL GROWTH EQUITY, FILINGS BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL GROWTH EQUITY, FILINGS BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL VALUE EQUITY, FILINGS BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL VALUE EQUITY, FILINGS BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL VALUE EQUITY, FILINGS BARCLAYS WEALTH ADVISOR SERIES - MULTI-MANAGER INTERNATIONAL, FILINGS BARCLAYS WEALTH ADVISOR SERIES - MULTI-MANAGER INTERNATIONAL, FILINGS BARCLAYS WEALTH ADVISOR SERIES-INTERNATIONAL VALUE EQUITY LT, FILINGS BARD C R INC /NJ/, FILINGS BARDIS JOHN A, FILINGS BARE ESCENTUALS INC, FILINGS Bares Capital Management, Inc., FILINGS BARGHAUS ROBERT H, FILINGS Baric Mark J, FILINGS BARINGTON COMPANIES EQUITY PARTNERS L P, FILINGS Barish Michael S, FILINGS BARK GROUP INC, FILINGS BARKER FRANK H, FILINGS BARKER PETER K, FILINGS BARKLEY MICHAEL T, FILINGS Barksdale David Perry, FILINGS Barlow David S, FILINGS BARLOW PARTNERS FUNDAMENTAL MANAGERS LP, FILINGS Barlow Partners Global Opportunities Fund LP, FILINGS BARLOW PARTNERS GLOBAL OPPORTUNITIES FUND LTD, FILINGS BARLOW PARTNERS GROUP TRUST, FILINGS Barnard Ray, FILINGS BARNES & NOBLE INC, FILINGS BARNES BUTCH, FILINGS BARNES EDWARD A, FILINGS BARNES GROUP INC, FILINGS BARNES HARLEY, FILINGS Barnes Leroy Jr., FILINGS BARNES MICHAEL W, FILINGS BARNETT CAROL, FILINGS BARNETT HOYT R, FILINGS BARNHILL ROBERT B JR, FILINGS BARNWELL INDUSTRIES INC, FILINGS Baron Energy Inc., |